0001104659-23-118191.txt : 20231114 0001104659-23-118191.hdr.sgml : 20231114 20231114164709 ACCESSION NUMBER: 0001104659-23-118191 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231109 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEAT DAVID W CENTRAL INDEX KEY: 0001174517 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39649 FILM NUMBER: 231407429 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gatos Silver, Inc. CENTRAL INDEX KEY: 0001517006 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 272654848 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 925 W GEORGIA STREET STREET 2: SUITE 910 CITY: VANCOUVER STATE: A1 ZIP: V6C 3L2 BUSINESS PHONE: (604) 424 0984 MAIL ADDRESS: STREET 1: 925 W GEORGIA STREET STREET 2: SUITE 910 CITY: VANCOUVER STATE: A1 ZIP: V6C 3L2 FORMER COMPANY: FORMER CONFORMED NAME: Sunshine Silver Mining & Refining Corp DATE OF NAME CHANGE: 20190618 FORMER COMPANY: FORMER CONFORMED NAME: SUNSHINE SILVER MINES Corp DATE OF NAME CHANGE: 20110330 4 1 tm2330060-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-11-09 0 0001517006 Gatos Silver, Inc. GATO 0001174517 PEAT DAVID W C/O GATOS SILVER, INC. 925 W GEORGIA STREET, SUITE 910 VANCOUVER A1 V6C 3L2 BRITISH COLUMBIA, CANADA 1 0 0 0 0 Common Stock 2023-11-09 4 A 0 9494 0 A 82777 D Employee Stock Option (Right to Buy) 4.74 2023-11-09 4 A 0 19175 0 A 2033-11-09 Common Stock 19175 19175 D Consists entirely of deferred stock units ("DSUs"), which were fully vested on the grant date. Each DSU entitles the holder to receive one share of the Company's common stock upon settlement. These options were granted on November 9, 2023 and vested immediately. /s/ Stephen Bodley as Attorney-in-Fact for David Peat 2023-11-14