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Filing Detail
Form N-2ASR -
SEC Accession No. 0001387131-21-004608
Filing Date
2021-04-16
Accepted
2021-04-16 15:45:57
Documents
46
Effectiveness Date
2021-04-16

Document Format Files

Seq Description Document Type Size
1 REGISTRATION STATEMENT ffc-n2_033021.htm N-2ASR 1323170
3 ARTICLES OF AMENDMENT DATED JULY 5, 2019 ex99-a6.htm EX-99.(A)(6) 8072
4 AMENDMENT TO THE AMENDED AND RESTATED BYLAWS DATED JANUARY 22, 2013 ex99-b2.htm EX-99.(B)(2) 3736
5 AMENDMENT TO THE AMENDED AND RESTATED BYLAWS DATED JULY 5, 2019 ex99-b3.htm EX-99.(B)(3) 3737
6 DIVIDEND REINVESTMENT AND CASH PURCHASE PLAN ex99-e.htm EX-99.(E) 19083
7 AMENDMENTS TO CUSTODY AGREEMENT ex99-jii.htm EX-99.(J)(II) 3925
8 ADMINISTRATION AGREEMENT ex99-kii.htm EX-99.(K)(II) 9112
9 SECONDARY MARKET SUPPORT SERVICES AGREEMENT ex99-kiii.htm EX-99.(K)(III) 78003
10 AMENDED AND RESTATED COMMITTED FACILITY AGREEMENT ex99-kiv.htm EX-99.(K)(IV) 67237
11 OPINION AND CONSENT OF VENABLE LLP ex99-l.htm EX-99.(L) 17062
12 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ex99-n.htm EX-99.(N) 5854
13 CODE OF ETHICS OF THE FUND ex99-r1.htm EX-99.(R)(1) 50466
14 CODE OF ETHICS OF THE ADVISER ex99-r2.htm EX-99.(R)(2) 86077
15 POWER OF ATTORNEY ex99-s.htm EX-99.(S) 8461
16 GRAPHIC ffcn2033021001.jpg GRAPHIC 10593
17 GRAPHIC willkie.jpg GRAPHIC 3637
18 GRAPHIC ffcn2033021002.jpg GRAPHIC 10593
19 GRAPHIC ffc-pro_img001.jpg GRAPHIC 18166
20 GRAPHIC ex99-r2001.jpg GRAPHIC 6199
21 GRAPHIC ex99kii001.jpg GRAPHIC 321154
22 GRAPHIC ex99kii002.jpg GRAPHIC 363374
23 GRAPHIC ex99kii003.jpg GRAPHIC 354258
24 GRAPHIC ex99kii004.jpg GRAPHIC 369291
25 GRAPHIC ex99kii005.jpg GRAPHIC 305495
26 GRAPHIC ex99kii006.jpg GRAPHIC 305797
27 GRAPHIC ex99kii007.jpg GRAPHIC 121592
28 GRAPHIC ex99kii008.jpg GRAPHIC 292287
29 GRAPHIC ex99kii009.jpg GRAPHIC 322462
30 GRAPHIC ex99kii010.jpg GRAPHIC 272475
31 GRAPHIC ex99kii011.jpg GRAPHIC 264977
32 GRAPHIC ex99kii012.jpg GRAPHIC 162533
33 GRAPHIC ex99kii013.jpg GRAPHIC 219836
34 GRAPHIC ex99kii014.jpg GRAPHIC 262866
35 GRAPHIC ex99kii015.jpg GRAPHIC 152328
36 GRAPHIC ex99kii016.jpg GRAPHIC 55640
37 GRAPHIC ex99kii017.jpg GRAPHIC 49602
38 GRAPHIC ex99jii001.jpg GRAPHIC 257729
39 GRAPHIC ex99jii002.jpg GRAPHIC 261443
40 GRAPHIC ex99jii003.jpg GRAPHIC 268835
41 GRAPHIC ex99jii004.jpg GRAPHIC 168452
42 GRAPHIC ex99jii005.jpg GRAPHIC 145837
43 GRAPHIC ex99jii006.jpg GRAPHIC 103389
44 GRAPHIC ex99-l_img01.jpg GRAPHIC 15516
45 GRAPHIC ex99-l_img02.jpg GRAPHIC 9844
46 GRAPHIC kpmg-logo.jpg GRAPHIC 5329
47 GRAPHIC kpmg-logo1.jpg GRAPHIC 11789
  Complete submission text file 0001387131-21-004608.txt   9214924
Mailing Address 301 E COLORADO BLVD STE 800 C/O FLAHERTY & CRUMRINE INC PASADENA CA 91101
Business Address 301 E COLORADO BLVD STE 800 C/O FLAHERTY & CRUMRINE INC PASADENA CA 91101 (626) 795-7300
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC (Filer) CIK: 0001174164 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MD | Fiscal Year End: 1130
Type: N-2ASR | Act: 40 | File No.: 811-21129 | Film No.: 21831381

Mailing Address 301 E COLORADO BLVD STE 800 C/O FLAHERTY & CRUMRINE INC PASADENA CA 91101
Business Address 301 E COLORADO BLVD STE 800 C/O FLAHERTY & CRUMRINE INC PASADENA CA 91101 (626) 795-7300
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC (Filer) CIK: 0001174164 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MD | Fiscal Year End: 1130
Type: N-2ASR | Act: 33 | File No.: 333-255296 | Film No.: 21831380