0001321732-18-000046.txt : 20180314
0001321732-18-000046.hdr.sgml : 20180314
20180314170636
ACCESSION NUMBER: 0001321732-18-000046
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180312
FILED AS OF DATE: 20180314
DATE AS OF CHANGE: 20180314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Evans Robert D.
CENTRAL INDEX KEY: 0001173733
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37557
FILM NUMBER: 18690189
MAIL ADDRESS:
STREET 1: ONE PENUMBRA PLACE
STREET 2: 1351 HARBOR BAY PARKWAY
CITY: ALAMEDA
STATE: CA
ZIP: 94502
FORMER NAME:
FORMER CONFORMED NAME: EVANS ROBERT D
DATE OF NAME CHANGE: 20020517
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Penumbra Inc
CENTRAL INDEX KEY: 0001321732
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PENUMBRA PLACE
CITY: ALAMEDA
STATE: CA
ZIP: 94502
BUSINESS PHONE: (510) 995-2486
MAIL ADDRESS:
STREET 1: ONE PENUMBRA PLACE
CITY: ALAMEDA
STATE: CA
ZIP: 94502
4
1
wf-form4_152106158300910.xml
FORM 4
X0306
4
2018-03-12
0
0001321732
Penumbra Inc
PEN
0001173733
Evans Robert D.
ONE PENUMBRA PLACE
ALAMEDA
CA
94502
0
1
0
0
EVP, Gen. Counsel & Secretary
Common Stock
2018-03-12
4
S
0
10000
121.03
D
160775
I
By Trust
Common Stock
12225
D
The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
This transaction was executed in multiple trades at prices ranging from $121.00 to $121.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.
/s/ Robert D. Evans
2018-03-14