0001321732-18-000046.txt : 20180314 0001321732-18-000046.hdr.sgml : 20180314 20180314170636 ACCESSION NUMBER: 0001321732-18-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180312 FILED AS OF DATE: 20180314 DATE AS OF CHANGE: 20180314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Evans Robert D. CENTRAL INDEX KEY: 0001173733 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37557 FILM NUMBER: 18690189 MAIL ADDRESS: STREET 1: ONE PENUMBRA PLACE STREET 2: 1351 HARBOR BAY PARKWAY CITY: ALAMEDA STATE: CA ZIP: 94502 FORMER NAME: FORMER CONFORMED NAME: EVANS ROBERT D DATE OF NAME CHANGE: 20020517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Penumbra Inc CENTRAL INDEX KEY: 0001321732 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: (510) 995-2486 MAIL ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 4 1 wf-form4_152106158300910.xml FORM 4 X0306 4 2018-03-12 0 0001321732 Penumbra Inc PEN 0001173733 Evans Robert D. ONE PENUMBRA PLACE ALAMEDA CA 94502 0 1 0 0 EVP, Gen. Counsel & Secretary Common Stock 2018-03-12 4 S 0 10000 121.03 D 160775 I By Trust Common Stock 12225 D The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. This transaction was executed in multiple trades at prices ranging from $121.00 to $121.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010. /s/ Robert D. Evans 2018-03-14