0001127602-21-002625.txt : 20210126 0001127602-21-002625.hdr.sgml : 20210126 20210126165332 ACCESSION NUMBER: 0001127602-21-002625 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210126 DATE AS OF CHANGE: 20210126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BTR 2020 GST Trust f/b/o Claiborne R. Rankin, Jr. CENTRAL INDEX KEY: 0001837685 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54799 FILM NUMBER: 21554775 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 440-449-9600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC. CENTRAL INDEX KEY: 0001173514 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 311637659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC. DATE OF NAME CHANGE: 20120628 FORMER COMPANY: FORMER CONFORMED NAME: NMHG HOLDING CO DATE OF NAME CHANGE: 20020515 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-12-31 0001173514 HYSTER-YALE MATERIALS HANDLING, INC. HY 0001837685 BTR 2020 GST Trust f/b/o Claiborne R. Rankin, Jr. 5875 LANDERBROOK DRIVE SUITE 300 CLEVELAND OH 44124 1 Member of a group Class A Common Stock 2020-12-31 5 G 0 E 876 0 A 876 I Represents proportionate interest in shares held by Rankin Associates I Class A Common Stock 2021-01-22 4 P 0 478 55.50 A 1354 I Represents proportionate interest in shares held by Rankin Associates I Class A Common Stock 2021-01-22 4 P 0 2192 55.50 A 2192 I Represents proportionate interest in shares held by Rankin Associates II Class A Common Stock 2021-01-22 4 P 0 4618 55.50 A 4618 I Represents proportionate interest in shares held by Rankin Associates IV Class A Common Stock 2021-01-22 4 P 0 63 55.50 A 63 I Represents proportionate interest in shares held by Rankin Associates VI Class B Common Stock 2020-12-31 5 G 0 E 1567 0 A Class A Common Stock 1567 1567 I Represents proportionate interest in shares held by Rankin Associates I Class B Common Stock 2021-01-22 4 P 0 857 55.50 A Class A Common Stock 857 2424 I Represents proportionate interest in shares held by Rankin Associates I Class B Common Stock 2021-01-22 4 P 0 2192 55.50 A Class A Common Stock 2192 2192 I Represents proportionate interest in shares held by Rankin Associates II Class B Common Stock 2021-01-22 4 P 0 7316 55.50 A Class A Common Stock 7316 7316 I Represents proportionate interest in shares held by Rankin Associates IV The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,674.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327, 007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. N/A N/A N/A The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,674.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. N/A The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327, 007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. N/A N/A N/A The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. N/A N/A /s/ Suzanne S. Taylor, attorney-in-fact 2021-01-26