0001127602-19-014473.txt : 20190403 0001127602-19-014473.hdr.sgml : 20190403 20190403140851 ACCESSION NUMBER: 0001127602-19-014473 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190401 FILED AS OF DATE: 20190403 DATE AS OF CHANGE: 20190403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN CLAIBORNE R CENTRAL INDEX KEY: 0001247952 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54799 FILM NUMBER: 19728508 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC. CENTRAL INDEX KEY: 0001173514 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 311637659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC. DATE OF NAME CHANGE: 20120628 FORMER COMPANY: FORMER CONFORMED NAME: NMHG HOLDING CO DATE OF NAME CHANGE: 20020515 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-04-01 0001173514 HYSTER-YALE MATERIALS HANDLING, INC. HY 0001247952 RANKIN CLAIBORNE R 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS OH 44124 1 1 Member of a Group Class A Common Stock 2019-04-01 4 P 0 2 64.54 A 649 I Interest in Shares held by Rankin Associates V Class A Common Stock 2019-04-01 4 P 0 32 64.54 A 28955 I Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach Class A Common Stock 2019-04-01 4 P 0 32 64.54 A 28955 I Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr. Class A Common Stock 2019-04-01 4 P 0 32 64.54 A 28955 I Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers Class A Common Stock 2019-04-01 4 P 0 32 64.54 A 28987 I Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach Class A Common Stock 2019-04-01 4 P 0 32 64.54 A 28987 I Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr. Class A Common Stock 2019-04-01 4 P 0 32 64.54 A 28987 I Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers Class A Common Stock 2019-04-01 4 P 0 1 64.54 A 280 I Proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2019-04-01 4 P 0 2 64.54 A 606 I Spouse's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 2019-04-01 4 A 0 437 0 A 132966 I Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin Class A Common Stock 2019-04-02 4 P 0 2 64.71 A 651 I Interest in Shares held by Rankin Associates V Class A Common Stock 2019-04-02 4 P 0 31 64.71 A 29018 I Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach Class A Common Stock 2019-04-02 4 P 0 31 64.71 A 29018 I Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr. Class A Common Stock 2019-04-02 4 P 0 31 64.71 A 29018 I Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers Class A Common Stock 2019-04-02 4 P 0 32 64.71 A 29050 I Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach Class A Common Stock 2019-04-02 4 P 0 32 64.71 A 29050 I Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr. Class A Common Stock 2019-04-02 4 P 0 32 64.71 A 29050 I Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers Class A Common Stock 2019-04-02 4 P 0 1 64.71 A 607 I Spouse's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 35857 I Spouse's proportionate interests in shares held by Rankin Associates I. Class A Common Stock 2116 I spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP Class A Common Stock 2283 I Held in trust fbo Reporting Person's spouse. Class A Common Stock 19 I Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person as general partner Class A Common Stock 14567 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P Class A Common Stock 35628 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 65824 I proportionate limited partnership interest in shares held by Rankin Associates IV, L.P Class A Common Stock 77 I interest in shares held by RAV held by Rankin Management, Inc. ("RMI") Class A Common Stock 95 I interest in shares held by RAVI held by Rankin Management, Inc. ("RMI") Class A Common Stock 1975 I proportionate interest in shares held by Rankin Management, Inc. ("RMI") Class B Common Stock Class A Common Stock 64143 64143 I spouses proportionate LP interst in shares held in RA1 Class B Common Stock Class A Common Stock 2116 2116 I spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP Class B Common Stock Class A Common Stock 2783 2783 I Trustee of a Trust for the benefit of Chloe O. Rankin. Class B Common Stock Class A Common Stock 31 31 I Proportionate general partnership interest in shares held in RAIV Class B Common Stock Class A Common Stock 26057 26057 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P Class B Common Stock Class A Common Stock 35628 35628 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock Class A Common Stock 104286 104286 I proportionate limited partnership interest in shares held by Rankin Associates IV, L.P Class B Common Stock Class A Common Stock 1975 1975 I proportionate interest in shares held by Rankin Management, Inc. ("RMI") Class B Common Stock Class A Common Stock 123760 123760 I Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin Class B Common Stock Class A Common Stock 6889 6889 I Serves as Trustee of GSTs for the benefit of Chloe Seelbach Class B Common Stock Class A Common Stock 6889 6889 I Serves as Trustee of the GSTs for the benefit of Claiborne Rankin Jr. Class B Common Stock Class A Common Stock 6889 6889 I Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers Shares purchased pursuant to 10b5-1 plan 2019-Apr-1-Weighted Average - Share Price represents average price between $64.20 and $64.99. Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan. 2019-Apr-2-Weighted Average - Share Price represents average price between $64.29 and $64.99. Reporting Person disclaims beneficial ownership of all such shares. N/A proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner. /s/ Suzanne S. Taylor, attorney-in-fact 2019-04-03