SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SEELBACH CHLOE R

(Last) (First) (Middle)
5875 LANDERBROOK DRIVE

(Street)
MAYFIELD HEIGHTS OH 44124

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Member of a Group
3. Date of Earliest Transaction (Month/Day/Year)
03/25/2019
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 03/25/2019 P 1(1) A $60.11(2) 590 I Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 03/25/2019 P 1(1) A $60.11(2) 589 I Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 03/25/2019 P 1(1) A $60.11(2) 589 I Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 03/25/2019 P 1(1) A $60.11(2) 589 I Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 03/25/2019 P 1(1) A $61.01(3) 497 I Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 03/25/2019 P 2(1) A $62.36(4) 499 I Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 03/25/2019 P 2(1) A $62.36(4) 592 I Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 03/25/2019 P 2(1) A $62.36(4) 591 I Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 03/25/2019 P 2(1) A $62.36(4) 591 I Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 03/25/2019 P 2(1) A $62.36(4) 591 I Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 03/26/2019 P 1(1) A $62.36(5) 99 I proportionate interest in shares held by Rankin Associates V
Class A Common Stock 03/26/2019 P 2(1) A $62.36(5) 501 I Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 03/26/2019 P 3(1) A $62.36(5) 595 I Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 03/26/2019 P 3(1) A $62.36(5) 594 I Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 03/26/2019 P 3(1) A $62.36(5) 594 I Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 03/26/2019 P 3(1) A $62.36(5) 594 I Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 10,497 I Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock 7,326 I Held by Trust for the benefit of Reporting Person.
Class A Common Stock 634 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II.(6)
Class A Common Stock 563 I Reporting Person is trustee of Trust fbo minor child.(6)
Class A Common Stock 722 I Held by spouse(6)
Class A Common Stock 1,321 I Spouse's proportionate interests in shares held by Rankin Associates II.(6)
Class A Common Stock 475 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II.(6)
Class A Common Stock 722 I Reporting Person is trustee of Trust fbo minor child.(6)
Class A Common Stock 853 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II.(6)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (7) (7) (7) Class A Common Stock 10,497 10,497 I Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class B Common Stock (7) (7) (7) Class A Common Stock 10,756 10,756 I Held by Trust for the benefit of Reporting Person
Class B Common Stock (7) (7) (7) Class A Common Stock 634 634 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II.(6)
Class B Common Stock (7) (7) (7) Class A Common Stock 563 563 I Reporting Person is trustee of Trust fbo minor child.(6)
Class B Common Stock (7) (7) (7) Class A Common Stock 722 722 I Held by spouse(6)
Class B Common Stock (7) (7) (7) Class A Common Stock 1,321 1,321 I Spouse's proportionate interests in shares held by Rankin Associates II.(6)
Class B Common Stock (7) (7) (7) Class A Common Stock 475 475 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II.(6)
Class B Common Stock (7) (7) (7) Class A Common Stock 722 722 I Reporting Person is trustee of Trust fbo minor child.(6)
Class B Common Stock (7) (7) (7) Class A Common Stock 853 853 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II.(6)
Explanation of Responses:
1. Shares purchased pursuant to 10b5-1 plan
2. 2019-Mar-25 -Block 1 Weighted Average- Share Price represents average price between $59.99 and $60.37.
3. 2019-Mar-25 -Block 2 Weighted Average- Share Price represents average price between $60.39 and $61.385.
4. 2019-Mar-25 -Block 3 Weighted Average- Share Price represents average price between $61.84 and $62.49.
5. 2019-Mar-26-Weighted Average - Share Price represents average price between $61.58 and $62.49.
6. Reporting Person disclaims beneficial ownership of all such shares.
7. N/A
/s/ Suzanne S. Taylor, attorney-in-fact 03/27/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.