SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
RANKIN VICTOIRE G

(Last) (First) (Middle)
5875 LANDERBROOK DRIVE

(Street)
MAYFIELD HEIGHTS OH 44124

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Member of a Group
3. Date of Earliest Transaction (Month/Day/Year)
03/06/2019
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 03/06/2019 P 128 A $64.99 14,575 I spouse serves as the Trustee of the Trust which is held for the benefit of Clara LT Rankin
Class A Common Stock 03/06/2019 P 256 A $64.99 149,333 I spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr(1)
Class A Common Stock 03/06/2019 P 512 A $64.99 79,146 I serves as Trustee of a Trust for the benefit of Victoire G. Rankin
Class A Common Stock 03/06/2019 P 384 A $64.99 43,758 I Spouse is a Trustee of a Trust for the benefit of Bruce T. Rankin(1)
Class A Common Stock 03/06/2019 P 48 A $64.99 15,018 I Spouse serves as trustee of Trust fbo Clara LT Rankin representing interest in shares held by RA5
Class A Common Stock 03/06/2019 P 2 A $64.99 602 I Represents spouse's proportionate interest in shares held by Rankin Associates V
Class A Common Stock 03/06/2019 P 49 A $64.99 114,118 I Spouse serves as trustee for GSTs for the benefit of Helen Butler
Class A Common Stock 03/06/2019 P 49 A $64.99 114,118 I Spouse serves as trustee for the GSTs for the benefit of Clara Williams
Class A Common Stock 03/06/2019 P 84 A $64.99 114,202 I Spouse serves as trustee for GSTs for the benefit of Helen Butler
Class A Common Stock 03/06/2019 P 84 A $64.99 114,202 I Spouse serves as trustee for the GSTs for the benefit of Clara Williams
Class A Common Stock 03/06/2019 P 1 A $64.99 258 I Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 03/06/2019 P 2 A $64.99 559 I Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 03/06/2019 P 3 A $64.99 560 I Spouse's brother's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 21,920 I Represents Spouse's proportionate limited partnership interest in shares held by AMR Associates LP
Class A Common Stock 9,600 I spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren(1)
Class A Common Stock 14,752 I Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse(1)
Class A Common Stock 10,271 I Spouse's proportionate limited partnership interest in shares held by RA1(1)
Class A Common Stock 541 I Spouses's proportionate limited parternship interest in shares held by AMR RAII(1)
Class A Common Stock 19 I Spouse's proporationate partnership interest in RAIV(1)
Class A Common Stock 1,087 I Spouses proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock 1,975 I spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI")(1)
Class A Common Stock 71 I spouse's proportionate interest in shares held by RAV held by Rankin Management, Inc.
Class A Common Stock 88 I spouse's proportionate interest in shares held by RAVI held by Rankin Management, Inc.
Class A Common Stock 18,625 I spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr(1)
Class A Common Stock 42,666 I Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust's proportionate interest of RA1(1)
Class A Common Stock 25,099 I Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust proporationate interest in RAII(1)
Class A Common Stock 46,182 I Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust's proportionate interest of RA4(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (2) (2) (2) Class A Common Stock 25,524 25,524 I Represents Spouse's proportionate limited partnership interest in shares held by AMR Associates LP
Class B Common Stock (2) (2) (2) Class A Common Stock 9,600 9,600 I spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren(1)
Class B Common Stock (2) (2) (2) Class A Common Stock 14,160 14,160 I Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse(1)
Class B Common Stock (2) (2) (2) Class A Common Stock 17,556 17,556 I spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr(1)
Class B Common Stock (2) (2) (2) Class A Common Stock 18,373 18,373 I Spouses proportionate limited partnership interest in shares held by Rankin Associates I.(1)
Class B Common Stock (2) (2) (2) Class A Common Stock 541 541 I Spouses proportionate limited partnership interest in shares held by Rankin Associates II(1)
Class B Common Stock (2) (2) (2) Class A Common Stock 31 31 I RAIV General Partnership
Class B Common Stock (2) (2) (2) Class A Common Stock 1,721 1,721 I Spouses Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class B Common Stock (2) (2) (2) Class A Common Stock 1,975 1,975 I spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI")(1)
Class B Common Stock (2) (2) (2) Class A Common Stock 18,625 18,625 I spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr(1)
Class B Common Stock (2) (2) (2) Class A Common Stock 76,330 76,330 I Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust proporationate interest in RAI(1)
Class B Common Stock (2) (2) (2) Class A Common Stock 25,099 25,099 I Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust proporationate interest in RAII(1)
Class B Common Stock (2) (2) (2) Class A Common Stock 73,166 73,166 I Spouse is a Trustee of a Trust for the benefit of BT Rankin, Trust proporationate interest in RAIV(3)
Class B Common Stock (2) (2) (2) Class A Common Stock 747 747 I Spouse is a Trustee of a Trust, Trusts proportionate interest of Class A Trust(1)
Class B Common Stock (2) (2) (2) Class A Common Stock 94,809 94,809 I Spouse serves as trustee for GSTs for the benefit of Clara Williams
Class B Common Stock (2) (2) (2) Class A Common Stock 94,809 94,809 I Spouse serves as trustee of GSTs trust for the benefit of Helen Butler
Class B Common Stock (2) (2) (2) Class A Common Stock 21,006 21,006 I serves as Trustee of a Trust for the benefit of Victoire G. Rankin
Explanation of Responses:
1. Reporting Person disclaims beneficial ownership of all such shares.
2. N/A
3. BTR RA4-Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Bruce T Rankin. Reporting person disclaims beneficial ownership of all such shares.
/s/ Suzanne S. Taylor, attorney-in-fact 03/06/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.