SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
RANKIN THOMAS T

(Last) (First) (Middle)
5875 LANDERBROOK DRIVE

(Street)
MAYFIELD HEIGHTS OH 44124

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Member of a Group
3. Date of Earliest Transaction (Month/Day/Year)
11/15/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 11/15/2018 P 69(1) A $62.24(2) 13,901 I Serves as Trustee of GSTs for the benefit of James Rankin
Class A Common Stock 11/15/2018 P 69(1) A $62.24(2) 13,901 I Serves as Trustee of GSTs for the benefit of Matthew Rankin
Class A Common Stock 11/15/2018 P 69(1) A $62.24(2) 13,901 I Serves as trustee of GSTs for the benefit of Thomas P. Rankin
Class A Common Stock 3,622 I Held by Spouse(3)
Class A Common Stock 14,343 I Spouses proportionate interest in shares held by RA1(3)
Class A Common Stock 1,843 I spouse's proportionate limited partnership interest in shares held by RA II LP(3)
Class A Common Stock 431 I Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 7 D
Class A Common Stock 19 I proportionate general partnership interest in shares of Rankin Associates IV, L.P held by the Trust
Class A Common Stock 25,324 I proportionate interest in shares held in RA1
Class A Common Stock 34,849 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock 65,824 I Proportionate LP interest in shares held in RA4
Class A Common Stock 233 I Proportionate Interest in shares held by RAV
Class A Common Stock 199 I Reporting person's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock 59 I Proportionate interest in shares held by RA5 held by RMI
Class A Common Stock 68 I Proportionate interest in shares held by RA6 held by RMI
Class A Common Stock 1,975 I Proportionate interest in shares held in RMI
Class A Common Stock 149,873 I Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (4) (4) (4) Class A Common Stock 3,622 3,622 I Held by Spouse(3)
Class B Common Stock (4) (4) (4) Class A Common Stock 25,657 25,657 I Spouses proportionate interest in shares held by RA1(3)
Class B Common Stock (4) (4) (4) Class A Common Stock 1,843 1,843 I spouse's proportionate limited partnership interest in shares held by RA II LP(3)
Class B Common Stock (4) (4) (4) Class A Common Stock 6,889 6,889 I Serves as Trustee of the GSTs for the benefit of James Rankin
Class B Common Stock (4) (4) (4) Class A Common Stock 6,889 6,889 I Serves as Trustee of GSTs for the benefit of Matthew Rankin
Class B Common Stock (4) (4) (4) Class A Common Stock 6,889 6,889 I Serves as trustee of GSTs for the benefit of T. Parker Rankin
Class B Common Stock (4) (4) (4) Class A Common Stock 7 7 D
Class B Common Stock (4) (4) (4) Class A Common Stock 31 31 I proportionate general partnership interest in shares of Rankin Associates IV, L.P held by the Trust
Class B Common Stock (4) (4) (4) Class A Common Stock 45,300 45,300 I Proportionate interest in shares held in RA1
Class B Common Stock (4) (4) (4) Class A Common Stock 34,849 34,849 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock (4) (4) (4) Class A Common Stock 104,286 104,286 I Proportionate LP interest in shares held in RA4
Class B Common Stock (4) (4) (4) Class A Common Stock 1,975 1,975 I Proportionate interest in shares of RMI
Class B Common Stock (4) (4) (4) Class A Common Stock 145,912 145,912 I Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin
Explanation of Responses:
1. Shares purchased pursuant to 10b5-1 plan
2. 2018-Nov-15 -Block 2 Weighted Average- Share Price represents average price between $62.10 and $62.45.
3. Reporting Person disclaims beneficial ownership of all such shares.
4. N/A
/s/ Suzanne S. Taylor, attorney-in-fact 11/16/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.