SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
RANKIN ROGER F

(Last) (First) (Middle)
5875 LANDERBROOK DRIVE

(Street)
MAYFIELD HEIGHTS OH 44124

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Member of a Group
3. Date of Earliest Transaction (Month/Day/Year)
10/10/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 10/10/2018 P 113(1) A $61.8328 4,602 I spouse serves as Trustee of a Trust for the benefit of Alison Rankin(2)
Class A Common Stock 10/10/2018 P 1(1) A $61.82(3) 50 I Interest in shares of Rankin Associates V held by Rankin Management
Class A Common Stock 10/10/2018 P 1(1) A $61.82(3) 199 I Interest in shares held by Rankin Associates V
Class A Common Stock 10/10/2018 P 1(1) A $61.82(3) 53 I Interest in shares of Rankin Associates VI held by Rankin Management
Class A Common Stock 10/10/2018 P 147(1) A $61.82(3) 15,739 I Serves as Trustee of GSTs for the benefit of A. Farnham Rankin
Class A Common Stock 10/10/2018 P 147(1) A $61.82(3) 15,739 I Serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin
Class A Common Stock 10/10/2018 P 2(1) A $61.82(3) 156 I Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 10/10/2018 P 2(1) A $61.82(3) 156 I Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 10/10/2018 P 2(1) A $61.82(3) 156 I Child's Proportionate interest in shares held by Rankin Associates VI(4)
Class A Common Stock 10/10/2018 P 2(1) A $61.82(3) 156 I Child's Proportionate interest of shares held by Rankin Associates VI(5)
Class A Common Stock 10/10/2018 P 4(1) A $62.49 15,743 I Serves as Trustee of GSTs for the benefit of A. Farnham Rankin
Class A Common Stock 10/10/2018 P 4(1) A $62.49 15,743 I Serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin
Class A Common Stock 54,147 I spouses proportionate LP interest in shares held by RA1(2)
Class A Common Stock 29,986 I spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P(2)
Class A Common Stock 200 I Reporting person serves as Trustee for the benefit of Elisabeth Rankin
Class A Common Stock 765 I Reporting person serves as co-trustee of trust fbo Elisabeth M. Rankin
Class A Common Stock 20,119 I daughter's proportionate LP interest in shares held by RA II LP held in a trust(2)
Class A Common Stock 1,851 I Spouse is Trustee for the benefit of Reporting Person's daughter.(2)
Class A Common Stock 1,209 I Reporting Person Serves as Trustee for the benefit of A. Farnham Rankin
Class A Common Stock 17,987 I daughter's proportionate LP interest in shares held by RA II LP held in a trust(2)
Class A Common Stock 3,738 I Spouse is Co-Trustee for the benefit of Reporting Person's daughter.(2)
Class A Common Stock 19 I proportionate general partnership interest in shares of Rankin Associates IV,
Class A Common Stock 3,448 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class A Common Stock 4,693 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock 65,824 I proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock 1,975 I proportionate interest in shares held by Rankin Management, Inc. ("RMI).
Class A Common Stock 192,662 I Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (6) (6) (6) Class A Common Stock 444 444 I Reporting Person Serves as Trustee for the benefit of A. Farnham Rankin
Class B Common Stock (6) (6) (6) Class A Common Stock 96,861 96,861 I Spouses proportionate LP interest in shares held by RA1(2)
Class B Common Stock (6) (6) (6) Class A Common Stock 29,986 29,986 I spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P(2)
Class B Common Stock (6) (6) (6) Class A Common Stock 3,123 3,123 I spouse serves as Trustee of a Trust for the benefit of Alison Rankin(2)
Class B Common Stock (6) (6) (6) Class A Common Stock 200 200 I Reporting person serves as Trustee for the benefit of Elisabeth Rankin
Class B Common Stock (6) (6) (6) Class A Common Stock 20,119 20,119 I daughter's proportionate LP interest in shares held by RA II LP held in a trust(2)
Class B Common Stock (6) (6) (6) Class A Common Stock 1,851 1,851 I Spouse is Trustee for the benefit of Reporting Person's daughter(2)
Class B Common Stock (6) (6) (6) Class A Common Stock 17,987 17,987 I daughter's proportionate LP interest in shares held by RA II LP held in a trust(2)
Class B Common Stock (6) (6) (6) Class A Common Stock 3,738 3,738 I Spouse is Co-Trustee for the benefit of Reporting Person's daughter.(2)
Class B Common Stock (6) (6) (6) Class A Common Stock 6,889 6,889 I Serves as Trustee of GSTs for the benefit of A. Farnham Rankin
Class B Common Stock (6) (6) (6) Class A Common Stock 6,889 6,889 I Serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin
Class B Common Stock (6) (6) (6) Class A Common Stock 31 31 I general partnership interest in shares of Rankin Associates IV, L.P
Class B Common Stock (6) (6) (6) Class A Common Stock 6,168 6,168 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class B Common Stock (6) (6) (6) Class A Common Stock 4,693 4,693 I Reporting Person's proportionate limited partnership interests in shares held by RA II
Class B Common Stock (6) (6) (6) Class A Common Stock 104,286 104,286 I proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class B Common Stock (6) (6) (6) Class A Common Stock 1,975 1,975 I proportionate interest in shares held by Rankin Management, Inc. ("RMI).
Class B Common Stock (6) (6) (6) Class A Common Stock 193,760 193,760 I Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin
Explanation of Responses:
1. Shares purchased pursuant to 10b5-1 plan
2. Reporting Person disclaims beneficial ownership of all such shares.
3. 2018-Oct-10 -Weighted Average- Share Price represents average price between $61.46 and $62.27.
4. Interest held by Trust u/a/d 8/15/2012
5. Held in trust u/a/d 12/30/2015
6. N/A
/s/ Suzanne S. Taylor, attorney-in-fact 10/11/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.