SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
WILLIAMS DAVID B

(Last) (First) (Middle)
5875 LANDERBROOK DRIVE

(Street)
MAYFIELD HEIGHTS OH 44124

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Member of a Group
3. Date of Earliest Transaction (Month/Day/Year)
10/05/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 10/05/2018 P 297(1) A $63.9844 83,822 I Held by trust for the benefit of Reporting Person's Spouse(2)
Class A Common Stock 10/05/2018 P 1(1) A $61.51(3) 151 I Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 10/05/2018 P 1(1) A $61.51(3) 151 I Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 10/05/2018 P 1(1) A $62.21(4) 152 I Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 10/05/2018 P 1(1) A $62.21(4) 152 I Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 10/05/2018 P 2(1) A $62.21(4) 152 I Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 10/05/2018 P 2(1) A $62.21(4) 152 I Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 10/08/2018 P 170(1) A $62.6372 83,992 I Held by trust for the benefit of Reporting Person's Spouse(2)
Class A Common Stock 10/08/2018 P 1(1) A $62.17(5) 153 I Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 10/08/2018 P 1(1) A $63.42(6) 153 I Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 10/08/2018 P 1(1) A $63.42(6) 153 I Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 10/08/2018 P 1(1) A $63.42(6) 153 I Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 5,126 I Spouse's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock 49,811 I Spouse's proportionate interests in shares held by Rankin Associates I.(2)
Class A Common Stock 12,058 I Spouse's proportionate interests in shares held by Rankin Associates II.(2)
Class A Common Stock 32,369 I Spouse's proportionate interests in shares held by Rankin Associates IV.(2)
Class A Common Stock 3,162 D
Class A Common Stock 6,899 I proportionate LP interest in shares held by RA II, L.P
Class A Common Stock 279 I Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock 9,740 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II.(2)
Class A Common Stock 2,983 I Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child(2)
Class A Common Stock 279 I Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock 8,365 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II.(2)
Class A Common Stock 4,357 I Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (7) (7) (7) Class A Common Stock 5,972 5,972 I Spouse's proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock (7) (7) (7) Class A Common Stock 89,105 89,105 I Spouse's proportionate interests in shares held by Rankin Associates I.(2)
Class B Common Stock (7) (7) (7) Class A Common Stock 12,058 12,058 I Spouse's proportionate interests in shares held by Rankin Associates II.(2)
Class B Common Stock (7) (7) (7) Class A Common Stock 51,283 51,283 I Spouse's proportionate interests in shares held by Rankin Associates IV.(2)
Class B Common Stock (7) (7) (7) Class A Common Stock 58,586 58,586 I Held by trust for the benefit of Reporting Person's Spouse(2)
Class B Common Stock (7) (7) (7) Class A Common Stock 2,332 2,332 D
Class B Common Stock (7) (7) (7) Class A Common Stock 6,899 6,899 I proportionate LP interest in shares held by RA II, L.P
Class B Common Stock (7) (7) (7) Class A Common Stock 326 326 I Child's proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock (7) (7) (7) Class A Common Stock 9,740 9,740 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II.(2)
Class B Common Stock (7) (7) (7) Class A Common Stock 2,152 2,152 I Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child(2)
Class B Common Stock (7) (7) (7) Class A Common Stock 326 326 I Child's proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock (7) (7) (7) Class A Common Stock 8,365 8,365 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II.(2)
Class B Common Stock (7) (7) (7) Class A Common Stock 3,528 3,528 I Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child(2)
Explanation of Responses:
1. Shares purchased pursuant to 10b5-1 plan
2. Reporting Person disclaims beneficial ownership of all such shares.
3. 2018-Oct-5 -Block 1 Weighted Average- Share Price represents average price between $61.01 and $61.71.
4. 2018-Oct-5 -Block 2 Weighted Average- Share Price represents average price between $62.08 and $62.49.
5. 2018-Oct-8 -Block 2 Weighted Average- Share Price represents average price between $61.93 and $62.25.
6. 2018-Oct-8 -Block 3 Weighted Average- Share Price represents average price between $63.415 and $63.50.
7. N/A
/s/ Suzanne S. Taylor, attorney-in-fact 10/09/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.