SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
RANKIN CLAIBORNE R

(Last) (First) (Middle)
5875 LANDERBROOK DRIVE

(Street)
MAYFIELD HEIGHTS OH 44124

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) X Other (specify below)
Member of a Group
3. Date of Earliest Transaction (Month/Day/Year)
09/17/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 09/17/2018 P 12(1) A $64.99 10,975 I Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach
Class A Common Stock 09/17/2018 P 12(1) A $64.99 10,975 I Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr.
Class A Common Stock 09/17/2018 P 12(1) A $64.99 10,975 I Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
Class A Common Stock 35,857 I Spouse's proportionate interests in shares held by Rankin Associates I.(2)
Class A Common Stock 2,116 I spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP(2)
Class A Common Stock 140 I Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 2,283 I Held in trust fbo Reporting Person's spouse.(2)
Class A Common Stock 19 I Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person as general partner
Class A Common Stock 14,567 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class A Common Stock 36,890 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock 65,824 I proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock 187 I Interest in Shares held by Rankin Associates V
Class A Common Stock 140 I Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 47 I interest in shares held by RAV held by Rankin Management, Inc. ("RMI")
Class A Common Stock 47 I interest in shares held by RAVI held by Rankin Management, Inc. ("RMI")
Class A Common Stock 1,975 I proportionate interest in shares held by Rankin Management, Inc. ("RMI")
Class A Common Stock 131,626 I Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (3) (3) (3) Class A Common Stock 64,143 64,143 I spouses proportionate LP interst in shares held in RA1
Class B Common Stock (3) (3) (3) Class A Common Stock 2,116 2,116 I spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 2,783 2,783 I Trustee of a Trust for the benefit of Chloe O. Rankin.
Class B Common Stock (3) (3) (3) Class A Common Stock 31 31 I Proportionate general partnership interest in shares held in RAIV(4)
Class B Common Stock (3) (3) (3) Class A Common Stock 26,057 26,057 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class B Common Stock (3) (3) (3) Class A Common Stock 36,890 36,890 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock (3) (3) (3) Class A Common Stock 104,286 104,286 I proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class B Common Stock (3) (3) (3) Class A Common Stock 1,975 1,975 I proportionate interest in shares held by Rankin Management, Inc. ("RMI")
Class B Common Stock (3) (3) (3) Class A Common Stock 123,760 123,760 I Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin
Class B Common Stock (3) (3) (3) Class A Common Stock 6,889 6,889 I Serves as Trustee of GSTs for the benefit of Chloe Seelbach
Class B Common Stock (3) (3) (3) Class A Common Stock 6,889 6,889 I Serves as Trustee of the GSTs for the benefit of Claiborne Rankin Jr.
Class B Common Stock (3) (3) (3) Class A Common Stock 6,889 6,889 I Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers
Explanation of Responses:
1. Shares purchased pursuant to 10b5-1 plan
2. Reporting Person disclaims beneficial ownership of all such shares.
3. N/A
4. proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
/s/ Suzanne S. Taylor, attorney-in-fact 09/19/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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