0001127602-16-063669.txt : 20161003 0001127602-16-063669.hdr.sgml : 20161003 20161003162622 ACCESSION NUMBER: 0001127602-16-063669 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160929 FILED AS OF DATE: 20161003 DATE AS OF CHANGE: 20161003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC. CENTRAL INDEX KEY: 0001173514 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 311637659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC. DATE OF NAME CHANGE: 20120628 FORMER COMPANY: FORMER CONFORMED NAME: NMHG HOLDING CO DATE OF NAME CHANGE: 20020515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN THOMAS T CENTRAL INDEX KEY: 0001247955 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54799 FILM NUMBER: 161916005 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-09-29 0001173514 HYSTER-YALE MATERIALS HANDLING, INC. HY 0001247955 RANKIN THOMAS T 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS OH 44124 1 Member of a Group Class A Common Stock 2016-09-29 4 P 0 2 58.5587 A 29 I Proportionate interest in shares held by RA5 held by RMI Class A Common Stock 2016-09-30 4 P 0 1 60.90 A 33 I Proportionate interest in shares held by RA6 held by RMI Class A Common Stock 2016-09-30 4 P 0 9 60.0016 A 136 I Proportionate Interest in shares held by RAV Class A Common Stock 2016-09-30 4 P 0 328 60.0016 A 8461 I Serves as Trustee of BTR 2012 GST for the benefit of Matthew Rankin Class A Common Stock 2016-09-30 4 P 0 25 60.90 A 8486 I Serves as Trustee of BTR 2012 GST for the benefit of Matthew Rankin Class A Common Stock 2016-09-30 4 P 0 329 60.0016 A 8462 I Serves as Trustee of BTR 2012 GST for the benefit of James Rankin Class A Common Stock 2016-09-30 4 P 0 24 60.90 A 8486 I Serves as Trustee of BTR 2012 GST for the benefit of James Rankin Class A Common Stock 2016-09-30 4 P 0 329 60.0016 A 8460 I Serves as trustee of BTR 2012 GST for the benefit of Thomas P. Rankin Class A Common Stock 2016-09-30 4 P 0 25 60.90 A 8485 I Serves as trustee of BTR 2012 GST for the benefit of Thomas P. Rankin Class A Common Stock 2016-09-30 4 P 0 2 60.0016 A 32 I Proportionate interest in shares held by RA6 held by RMI Class A Common Stock 2016-09-30 4 P 0 3 60.0016 A 34 I Proportionate interest in shares held by RA5 held by RMI Class A Common Stock 3622 I Held by Spouse Class A Common Stock 14343 I Spouses proportionate interest in shares held by RA1 Class A Common Stock 1843 I spouse's proportionate limited partnership interest in shares held by RA II LP Class A Common Stock 9565 I son's proportionate lp interest in shares held by RA II for benefit of son Class A Common Stock 8177 I Co-Trustee for the benefit of Reporting Person's son. Class A Common Stock 7 D Class A Common Stock 19 I proportionate general partnership interest in shares of Rankin Associates IV, L.P held by the Trust Class A Common Stock 25324 I proportionate interest in shares held in RA1 Class A Common Stock 36839 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 65824 I Proportionate LP interest in shares held in RA4 Class A Common Stock 1975 I Proportionate interest in shares held in RMI Class A Common Stock 146004 I Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin Class B Common Stock Class A Common Stock 6598 6598 I Serves as Trustee of the BTR 2012 GST for the benefit of James Rankin Class B Common Stock Class A Common Stock 6598 6598 I Serves as Trustee of BTR 2012 GST for the benefit of Matthew Rankin Class B Common Stock Class A Common Stock 6598 6598 I Serves as trustee of BTR 2012 GST for the benefit of T. Parker Rankin Class B Common Stock Class A Common Stock 3622 3622 I Held by Spouse Class B Common Stock Class A Common Stock 25657 25657 I Spouses proportionate interest in shares held by RA1 Class B Common Stock Class A Common Stock 1843 1843 I spouse's proportionate limited partnership interest in shares held by RA II LP Class B Common Stock Class A Common Stock 9565 9565 I son's proportionate lp interest in shares held by RA II for benefit of son Class B Common Stock Class A Common Stock 8509 8509 I Co-Trustee for the benefit of Reporting Person's son. Class B Common Stock Class A Common Stock 7 7 D Class B Common Stock Class A Common Stock 31 31 I proportionate general partnership interest in shares of Rankin Associates IV, L.P held by the Trust Class B Common Stock Class A Common Stock 45300 45300 I Proportionate interest in shares held in RA1 Class B Common Stock Class A Common Stock 36839 36839 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock Class A Common Stock 104286 104286 I Proportionate LP interest in shares held in RA4 Class B Common Stock Class A Common Stock 1975 1975 I Proportionate interest in shares of RMI Class B Common Stock Class A Common Stock 145912 145912 I Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin Sept 29, 2016-Weighted Average Block 1- Share Price represents average price between $57.97 and $58.96. Sept 30, 2016-Weighted Average Block 1- Share Price represents average price between $59.56 and $60.50. Proportionate Interest in Shares held by RAVI child's proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of the child Reporting Person disclaims beneficial ownership of all such shares. N/A /s/ Suzanne S. Taylor, attorney-in-fact 2016-10-03