0001127602-13-014030.txt : 20130417 0001127602-13-014030.hdr.sgml : 20130417 20130417103722 ACCESSION NUMBER: 0001127602-13-014030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130415 FILED AS OF DATE: 20130417 DATE AS OF CHANGE: 20130417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN ALISON A CENTRAL INDEX KEY: 0001247944 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54799 FILM NUMBER: 13766043 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC. CENTRAL INDEX KEY: 0001173514 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 311637659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC. DATE OF NAME CHANGE: 20120628 FORMER COMPANY: FORMER CONFORMED NAME: NMHG HOLDING CO DATE OF NAME CHANGE: 20020515 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-04-15 0001173514 HYSTER-YALE MATERIALS HANDLING, INC. HY 0001247944 RANKIN ALISON A 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS OH 44124 1 Member of a Group Class A Common Stock 2013-01-18 5 J 0 E 200 0 D 0 I Spouse serves as custodian for A. Farnham Rankin UGMA Class A Common Stock 2013-01-18 5 J 0 E 200 0 A 200 I Spouse serves as Trustee for the benefit of A. Farnham Rankin Class A Common Stock 2013-04-15 4 J 0 21357 0 D 54147 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P Class A Common Stock 2013-04-15 4 J 0 1360 0 D 3448 I Spouse's proportionate interests in shares held by Rankin Associates I. Class A Common Stock 2013-04-15 4 J 0 1455 0 D 3688 I Spouse serves as Trustee of BTR 2012 GST for the benefit of A. Farnham Rankin Class A Common Stock 2013-04-15 4 J 0 1455 0 D 3688 I Spouse serves as Trustee of BTR 2012 GST for the benefit of Elisabeth M. Rankin Class A Common Stock 2116 I Reporting Person?s proportionate interests in shares held by Rankin Associates II. Class A Common Stock 3123 I Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin Class A Common Stock 19140 I Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. Class A Common Stock 1851 I Co-Trustee for the benefit of Reporting Person's daughter. Class A Common Stock 200 I Spouse serves as custodian for minor child Class A Common Stock 17252 I Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. Class A Common Stock 3738 I Co-Trustee for the benefit of Reporting Person's daughter. Class A Common Stock 25 I Spouse's proportionate general partnership interest shares held by RAIV. Class A Common Stock 33869 I spouse's proportionate limited partnership interest in shares held by RA II, L.P Class A Common Stock 85055 I Spouse's proportionate interests in shares held by Rankin Associates IV. Class A Common Stock 1975 I spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Class A Common Stock 193753 I spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin Class B Common Stock 2013-01-18 5 J 0 E 200 0 A Class A Common Stock 200 200 I Spouse Serves as Trustee for the benefit of A. Farnham Rankin Class B Common Stock 2013-01-18 5 J 0 E 200 0 D Class A Common Stock 200 0 I Spouse is custodian of A. Farnham Rankin UGMA Class B Common Stock 2013-04-15 4 J 0 21357 0 A Class A Common Stock 21357 96861 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P Class B Common Stock 2013-04-15 4 J 0 1360 0 A Class A Common Stock 1360 6168 I Spouses proportionate LP interest in shares held by RA1 Class B Common Stock 2013-04-15 4 J 0 1455 0 A Class A Common Stock 1455 6598 I Spouse serves as Trustee of BTR 2012 GST for the benefit of A. Farnham Rankin Class B Common Stock 2013-04-15 4 J 0 1455 0 A Class A Common Stock 1455 6598 I Spouse serves as Trustee of BTR 2012 GST for the benefit of Elisabeth M. Rankin Class B Common Stock Class A Common Stock 2116 2116 I Reporting Person?s proportionate interests in shares held by Rankin Associates II. Class B Common Stock Class A Common Stock 3123 3123 I Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin Class B Common Stock Class A Common Stock 19140 19140 I Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. Class B Common Stock Class A Common Stock 1851 1851 I Co-Trustee for the benefit of Reporting Person's daughter. Class B Common Stock Class A Common Stock 200 200 I Spouse serves as Custodian for the minor child Class B Common Stock Class A Common Stock 17252 17252 I Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. Class B Common Stock Class A Common Stock 3738 3738 I Co-Trustee for the benefit of Reporting Person's daughter. Class B Common Stock Class A Common Stock 25 25 I Reporting Person's spouse's proportionate GP interest in shares of Rankin Associates IV Class B Common Stock Class A Common Stock 33869 33869 I spouse's proportionate limited partnership interest in shares held by RA II, L.P Class B Common Stock Class A Common Stock 85055 85055 I Spouse's proportionate interests in shares held by Rankin Associates IV. Class B Common Stock Class A Common Stock 1975 1975 I spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Class B Common Stock Class A Common Stock 193753 193753 I spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin Represent shares that Reporting Person's spouse previously held as custodian under the Uniform Gift to Minors Act that were transferred upon the minor's 21st birthday to a trust for which Reporting Person's spouse is the trustee. Reporting Person's proportional interest in Class A shares in RAI were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012 Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse's proportional interest in Class A shares in RAI were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012 Reporting Person's child's GST Trust's proportional interest in Class A shares in RAI were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012 child's proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of the child N/A Represent shares that Reporting Person's spouse previously held as custodian under the Uniform Gift to Minors Act that were transferred upon the minor's 21st birthday to a trust for which Reporting Person's spouse is the trustee. /s/ Suzanne S. Taylor, attorney-in-fact 2013-04-17