0001127602-13-014026.txt : 20130417 0001127602-13-014026.hdr.sgml : 20130417 20130417103111 ACCESSION NUMBER: 0001127602-13-014026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130415 FILED AS OF DATE: 20130417 DATE AS OF CHANGE: 20130417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN CHLOE O CENTRAL INDEX KEY: 0001247951 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54799 FILM NUMBER: 13766029 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC. CENTRAL INDEX KEY: 0001173514 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 311637659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC. DATE OF NAME CHANGE: 20120628 FORMER COMPANY: FORMER CONFORMED NAME: NMHG HOLDING CO DATE OF NAME CHANGE: 20020515 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-04-15 0001173514 HYSTER-YALE MATERIALS HANDLING, INC. HY 0001247951 RANKIN CHLOE O 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS OH 44124 1 Member of a Group Class A Common Stock 2013-04-15 4 J 0 14143 0 D 35857 I proportionate LP interest in shares held by RA1 Class A Common Stock 2013-04-15 4 J 0 5745 0 D 14567 I spouse proportionate limited partnership interest in shares held by RA I LP Class A Common Stock 2013-04-15 4 J 0 1455 0 D 3688 I Spouse serves as trustee of BTR 2012 GST for the benefit of Chloe R. Seelbach Class A Common Stock 2013-04-15 4 J 0 1455 0 D 3688 I Spouse serves as trustee of BTR 2012 GST for the benefit of Claiborne Rankin Jr. Class A Common Stock 2013-04-15 4 J 0 1455 0 D 3688 I Spouse serves as trustee of BTR 2012 GST for the benefit of Julia Kuipers Class A Common Stock 2116 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 2783 I serves as Trustee of a Trust for the benefit of Chloe O. Rankin Class A Common Stock 25 I spouses proportionate GP interest in shares of RA IV Class A Common Stock 10141 I Reflects proportionate interests in shares held by Rankin Associates II. Spouse as co-trustee. Class A Common Stock 10027 I spouse is trustee of trust for the benefit of Reporting Person's child Class A Common Stock 39461 I spouse's proportionate interest in shares held by RAII Class A Common Stock 85055 I proportionate limited partnership interest in shares held by Rankin Associates IV, L.P Class A Common Stock 1975 I spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI) Class A Common Stock 404 I By Spouse Class A Common Stock 124085 I spouse serves as Trustee of a Trust for the benefit of Claiborne R. Rankin Class A Common Stock 13141 I spouse serves as trustee of trust for benefit of reporting persons cihld Class A Common Stock 5272 I spouse is Co-Trustee for the benefit of Reporting Person's child. Class B Common Stock 2013-04-15 4 J 0 14143 0 A Class A Common Stock 14143 64143 I proportionate LP interest in shares held by RA1 Class B Common Stock 2013-04-15 4 J 0 5745 0 A Class A Common Stock 5745 26057 I spouse proportionate limited partnership interest in shares held by RA I LP Class B Common Stock 2013-04-15 4 J 0 1455 0 A Class A Common Stock 1455 6598 I Spouse serves as trustee of BTR 2012 GST for the benefit of Chloe R. Seelbach Class B Common Stock 2013-04-15 4 J 0 1455 0 A Class A Common Stock 1455 6598 I Spouse serves as trustee of BTR 2012 GST for the benefit of Claiborne Rankin Jr. Class B Common Stock 2013-04-15 4 J 0 1455 0 A Class A Common Stock 1455 6598 I Spouse serves as trustee of BTR 2012 GST for the benefit of Julia Kuipers Class B Common Stock Class A Common Stock 2116 2116 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock Class A Common Stock 2783 2783 I reporting person serves as Trustee of a Trust for the benefit of Chloe O. Rankin Class B Common Stock Class A Common Stock 25 25 I spouses proportionate GP interest in shares of RA IV Class B Common Stock Class A Common Stock 10141 10141 I Spouse serves as trustee of trust for reporting persons child Class B Common Stock Class A Common Stock 10027 10027 I spouse is trustee of trust for the benefit of Reporting Person's child Class B Common Stock Class A Common Stock 39461 39461 I spouse's proportionate interest in shares held by RAII Class B Common Stock Class A Common Stock 85055 85055 I proportionate limited partnership interest in shares held by Rankin Associates IV, L.P Class B Common Stock Class A Common Stock 1975 1975 I spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI) Class B Common Stock Class A Common Stock 123753 123753 I spouse serves as Trustee of a Trust for the benefit of Claiborne R. Rankin Class B Common Stock Class A Common Stock 13141 13141 I Reflects proportionate interests in shares held by Rankin Associates II. Spouse as cotrustee. Class B Common Stock Class A Common Stock 5272 5272 I spouse is Trustee of trust for the benefit of Reporting Person's child. Reporting Person's proportional interest in Class A shares in RAI were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012 Reporting Person's Spouse's proportional interest in Class A shares in RAI were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012 Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's Child's GST Trust's proportional interest in Class A shares in RAI were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012 child's proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of the child N/A /s/ Suzanne S. Taylor, attorney-in-fact 2013-04-16