0001173431-17-000061.txt : 20170316
0001173431-17-000061.hdr.sgml : 20170316
20170316161049
ACCESSION NUMBER: 0001173431-17-000061
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170314
FILED AS OF DATE: 20170316
DATE AS OF CHANGE: 20170316
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP
CENTRAL INDEX KEY: 0001173431
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 820543156
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 200 SOUTH 108TH AVENUE
CITY: OMAHA
STATE: NE
ZIP: 68154
BUSINESS PHONE: 4023317856
MAIL ADDRESS:
STREET 1: 200 SOUTH 108TH AVENUE
CITY: OMAHA
STATE: NE
ZIP: 68154
FORMER COMPANY:
FORMER CONFORMED NAME: AMERITRADE HOLDING CORP
DATE OF NAME CHANGE: 20020917
FORMER COMPANY:
FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP
DATE OF NAME CHANGE: 20020514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOGLIA JOSEPH H
CENTRAL INDEX KEY: 0001187586
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35509
FILM NUMBER: 17694572
MAIL ADDRESS:
STREET 1: AMERITRADE HOLDING CORP
STREET 2: 4211 S 102ND ST
CITY: OMAHA
STATE: NE
ZIP: 68127
4
1
wf-form4_148969503598752.xml
FORM 4
X0306
4
2017-03-14
0
0001173431
TD AMERITRADE HOLDING CORP
AMTD
0001187586
MOGLIA JOSEPH H
200 S. 108TH AVE.
OMAHA
NE
68154
1
0
0
0
Common Stock
2017-03-14
4
S
0
10000
39
D
190000
D
Common Stock
2017-03-15
4
S
0
10000
39.36
D
180000
D
This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $39.36 to $39.37. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
/s/ David L. Lambert, as attorney-in-fact for Joseph H. Moglia
2017-03-16