0001104659-20-115476.txt : 20201016 0001104659-20-115476.hdr.sgml : 20201016 20201016070111 ACCESSION NUMBER: 0001104659-20-115476 CONFORMED SUBMISSION TYPE: 15-12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20201016 DATE AS OF CHANGE: 20201016 EFFECTIVENESS DATE: 20201016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP CENTRAL INDEX KEY: 0001173431 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 820543156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 15-12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-35509 FILM NUMBER: 201242775 BUSINESS ADDRESS: STREET 1: 200 SOUTH 108TH AVENUE CITY: OMAHA STATE: NE ZIP: 68154 BUSINESS PHONE: 4023317856 MAIL ADDRESS: STREET 1: 200 SOUTH 108TH AVENUE CITY: OMAHA STATE: NE ZIP: 68154 FORMER COMPANY: FORMER CONFORMED NAME: AMERITRADE HOLDING CORP DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP DATE OF NAME CHANGE: 20020514 15-12B 1 tm2033225-1_1512b.htm 15-12B

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 15

 

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER
SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION
OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

Commission File Number: 1-35509

 

TD Ameritrade Holding Corporation

(Exact name of registrant as specified in its charter)

 

200 South 108th Avenue

Omaha, Nebraska 68154

(800) 669-3900

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

Common Stock, par value $0.01 per share
 (Title of each class of securities covered by this Form)

 

Floating Rate Senior Notes due November 2021
2.95% Senior Notes due April 2022
3.75% Senior Notes due April 2024
3.625% Senior Notes due April 2025
3.30% Senior Notes due April 2027
2.750% Senior Notes due October 2029

(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

 

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

 

Rule 12g-4(a)(1) x
Rule 12g-4(a)(2) ¨
Rule 12h-3(b)(1)(i) x
Rule 12h-3(b)(1)(ii) ¨
Rule 15d-6 ¨
Rule 15d-22(b) ¨

 

Approximate number of holders of record as of the certification or notice date: One.*

 

* On November 24, 2019, TD Ameritrade Holding Corporation (the “Registrant”) entered into an Agreement and Plan of Merger with The Charles Schwab Corporation (“Schwab”) and Americano Acquisition Corp., a wholly owned subsidiary of Schwab (“Merger Subsidiary”), pursuant to which, on October 6, 2020, Merger Subsidiary merged with and into the Registrant, with the Registrant continuing as the surviving corporation and a wholly owned subsidiary of Schwab.

 

 

 

 

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

 

  TD AMERITRADE HOLDING CORPORATION  
     
  By: /s/ Jon C. Peterson  
  Name: Jon C. Peterson  
  Title: Interim Chief Financial Officer

 

Date: October 16, 2020