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   &lt;div align="left" style="font-size: 10pt; margin-top: 12pt"&gt;&lt;b&gt;1. BASIS OF PRESENTATION&lt;/b&gt;
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   &lt;div align="left" style="font-size: 10pt; margin-top: 6pt"&gt;The condensed consolidated financial statements include the accounts of TD AMERITRADE Holding
   Corporation and its wholly-owned subsidiaries (collectively, the &amp;#8220;Company&amp;#8221;). Intercompany balances
   and transactions have been eliminated.
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   &lt;div align="left" style="font-size: 10pt; margin-top: 6pt"&gt;These financial statements have been prepared pursuant to the rules and regulations of the
   Securities and Exchange Commission (&amp;#8220;SEC&amp;#8221;) and, in the opinion of management, reflect all
   adjustments, which are all of a normal recurring nature, necessary to present fairly the financial
   position, results of operations and cash flows for the periods presented in conformity with U.S.
   generally accepted accounting principles. These financial statements should be read in conjunction
   with the consolidated financial statements and notes thereto included in the Company&amp;#8217;s annual
   report filed on Form 10-K for the fiscal year ended September&amp;#160;30, 2009.
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   &lt;div align="left" style="font-size: 10pt; margin-top: 12pt"&gt;&lt;b&gt;&lt;i&gt;Reclassifications:&lt;/i&gt;&lt;/b&gt;
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   &lt;div align="left" style="font-size: 10pt; margin-top: 6pt"&gt;Approximately $2.0&amp;#160;million has been reclassified from professional services to advertising expense
   for the three and nine months ended June&amp;#160;30, 2009 on the Condensed Consolidated Statements of
   Income. This reclassification was made in order to conform to the current financial statement
   presentation.
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   &lt;div align="left" style="font-size: 10pt; margin-top: 12pt"&gt;&lt;b&gt;&lt;i&gt;Recently Adopted Accounting Pronouncements:&lt;/i&gt;&lt;/b&gt;
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   &lt;div align="left" style="font-size: 10pt; margin-top: 6pt"&gt;&lt;i&gt;ASC 805 &lt;/i&gt;&amp;#8212; On October&amp;#160;1, 2009, the Company adopted Accounting Standards Codification (&amp;#8220;ASC&amp;#8221;) 805,
   &lt;i&gt;Business Combinations&lt;/i&gt;. ASC 805 generally requires an acquirer to recognize the identifiable assets
   acquired, liabilities assumed, contingent purchase consideration and any noncontrolling interest in
   the acquiree at fair value on the date of acquisition. It also requires an acquirer to recognize
   as expense most transaction and restructuring costs as incurred, rather than include such items in
   the cost of the acquired entity. For the Company, ASC 805 applies prospectively to business
   combinations for which the acquisition date is on or after October&amp;#160;1, 2009. The adoption of ASC
   805 did not have a material impact on the Company&amp;#8217;s condensed consolidated financial statements.
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   &lt;div align="left" style="font-size: 10pt; margin-top: 12pt"&gt;&lt;i&gt;ASC 820-10 and ASU 2010-06 &lt;/i&gt;&amp;#8212; On October&amp;#160;1, 2009, the Company adopted ASC 820-10, &lt;i&gt;Fair Value
   Measurements and Disclosures&lt;/i&gt;, for nonfinancial assets and liabilities that are not recognized or
   disclosed at fair value in the financial statements on a recurring basis. In January&amp;#160;2010, the
   Company adopted Accounting Standards Update (&amp;#8220;ASU&amp;#8221;) 2010-06, &lt;i&gt;Improving Disclosures about Fair Value
   Measurements. &lt;/i&gt;ASU 2010-06 requires new disclosures and clarifies existing disclosure requirements
   about fair value measurements as set forth in ASC 820-10. The adoption of ASC 820-10 and ASU
   2010-06 did not have a material impact on the Company&amp;#8217;s condensed consolidated financial
   statements.
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