0001214659-20-003452.txt : 20200417
0001214659-20-003452.hdr.sgml : 20200417
20200417135144
ACCESSION NUMBER: 0001214659-20-003452
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200416
FILED AS OF DATE: 20200417
DATE AS OF CHANGE: 20200417
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Walsh Anthony P.
CENTRAL INDEX KEY: 0001593111
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31913
FILM NUMBER: 20798849
MAIL ADDRESS:
STREET 1: C/O NOVAGOLD RESOURCES INC.
STREET 2: 201 SOUTH MAIN STREET, SUITE 400
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOVAGOLD RESOURCES INC
CENTRAL INDEX KEY: 0001173420
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A5
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 789 WEST PENDER STREET
STREET 2: SUITE 720
CITY: VANCOUVER
STATE: A1
ZIP: V6C 1H2
BUSINESS PHONE: 604-669-6227
MAIL ADDRESS:
STREET 1: 789 WEST PENDER STREET
STREET 2: SUITE 720
CITY: VANCOUVER
STATE: A1
ZIP: V6C 1H2
4
1
marketforms-48583.xml
PRIMARY DOCUMENT
X0306
4
2020-04-16
0001173420
NOVAGOLD RESOURCES INC
NG
0001593111
Walsh Anthony P.
C/O NOVAGOLD RESOURCES INC.
201 SOUTH MAIN STREET, SUITE 400
SALT LAKE CITY
UT
84111
true
false
false
false
Common Shares
2020-04-16
4
M
false
40000
4.36
A
73736
D
Common Shares
2020-04-16
4
F
false
15016
11.62
D
58720
D
Common Shares
2020-04-16
4
S
false
24984
11.60
D
33736
D
Stock Option (right to buy)
4.36
2020-04-16
4
M
false
40000
0.00
D
2021-11-30
Common Shares
40000
41200
D
The exercise price reported above was converted from the Canadian exercise price of C$6.16 using an exchange rate of CAD $1.4122=USD $1.00.
The price above was converted from the Canadian price of C$16.41 to USD using an exchange rate of CAD $1.4122=USD $1.00.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$16.3403 to C$16.40, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$16.38 to USD using an exchange rate of CAD $1.4122=USD $1.00.
These options were granted on 12/1/2016 and vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018.
/s/ Tricia Pannier as attorney-in-fact for Anthony P. Walsh
2020-04-17