0001214659-20-003452.txt : 20200417 0001214659-20-003452.hdr.sgml : 20200417 20200417135144 ACCESSION NUMBER: 0001214659-20-003452 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200416 FILED AS OF DATE: 20200417 DATE AS OF CHANGE: 20200417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walsh Anthony P. CENTRAL INDEX KEY: 0001593111 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31913 FILM NUMBER: 20798849 MAIL ADDRESS: STREET 1: C/O NOVAGOLD RESOURCES INC. STREET 2: 201 SOUTH MAIN STREET, SUITE 400 CITY: SALT LAKE CITY STATE: UT ZIP: 84111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVAGOLD RESOURCES INC CENTRAL INDEX KEY: 0001173420 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 000000000 STATE OF INCORPORATION: A5 FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 789 WEST PENDER STREET STREET 2: SUITE 720 CITY: VANCOUVER STATE: A1 ZIP: V6C 1H2 BUSINESS PHONE: 604-669-6227 MAIL ADDRESS: STREET 1: 789 WEST PENDER STREET STREET 2: SUITE 720 CITY: VANCOUVER STATE: A1 ZIP: V6C 1H2 4 1 marketforms-48583.xml PRIMARY DOCUMENT X0306 4 2020-04-16 0001173420 NOVAGOLD RESOURCES INC NG 0001593111 Walsh Anthony P. C/O NOVAGOLD RESOURCES INC. 201 SOUTH MAIN STREET, SUITE 400 SALT LAKE CITY UT 84111 true false false false Common Shares 2020-04-16 4 M false 40000 4.36 A 73736 D Common Shares 2020-04-16 4 F false 15016 11.62 D 58720 D Common Shares 2020-04-16 4 S false 24984 11.60 D 33736 D Stock Option (right to buy) 4.36 2020-04-16 4 M false 40000 0.00 D 2021-11-30 Common Shares 40000 41200 D The exercise price reported above was converted from the Canadian exercise price of C$6.16 using an exchange rate of CAD $1.4122=USD $1.00. The price above was converted from the Canadian price of C$16.41 to USD using an exchange rate of CAD $1.4122=USD $1.00. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$16.3403 to C$16.40, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$16.38 to USD using an exchange rate of CAD $1.4122=USD $1.00. These options were granted on 12/1/2016 and vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018. /s/ Tricia Pannier as attorney-in-fact for Anthony P. Walsh 2020-04-17