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| | | | A-1 | | | |
| | | | B-1 | | |
Name and address of Beneficial Owner
|
| |
Number of Shares
Beneficially Owned |
| |
Percentage of
Class (%)(1) |
| ||||||
5% Stockholders | | | | | | | | | | | | | |
Dietrich A. Stephan, Ph.D., Director and Former Chief Executive
Officer(2) |
| | | | 244,028 | | | | | | 6.5% | | |
Other Directors and Named Executive Officers(3) | | | | | | | | | | | | | |
Todd P. Branning, Interim Chief Executive Officer and Chief Financial Officer(4)
|
| | | | 21,040 | | | | | | * | | |
Dov A. Goldstein, M.D., Chairperson(5)
|
| | | | 15,632 | | | | | | * | | |
Gerald J. McDougall, Director(6)
|
| | | | 5,552 | | | | | | * | | |
Eric I. Richman, Director(7)
|
| | | | 16,379 | | | | | | * | | |
All current executive officers and directors as a group (five persons)(8)
|
| | | | 302,631 | | | | | | 7.9% | | |
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