UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
Report of Foreign Private Issuer
Pursuant to Rules 13a-16 or 15d-16 under
the Securities Exchange Act of 1934
Dated 29 June 2020
Commission File Number: 001-31318
GOLD FIELDS LIMITED
(Translation of registrant’s name into English)
150 Helen Rd.
Sandown, Sandton 2196
South Africa
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover
Form 20-F or Form 40-F.
Form 20-F or Form 40-F.
Form 20-F
Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by
Regulation S-T Rule 101(b)(1): _____
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by
Regulation S-T Rule 101(b)(7): _____
Regulation S-T Rule 101(b)(7): _____
Gold Fields Limited
(Reg. No. 1968/004880/06)
(Incorporated in the Republic of South Africa)
(“Gold Fields” or “the Company”)
JSE, NYSE Share Code: GFI
ISIN Code: ZAE000018123
(Reg. No. 1968/004880/06)
(Incorporated in the Republic of South Africa)
(“Gold Fields” or “the Company”)
JSE, NYSE Share Code: GFI
ISIN Code: ZAE000018123
DEALING IN SECURITIES
In compliance with paragraphs 3.63 - 3.74 of the Listings Requirements
of JSE Limited, shareholders are advised that Gold Fields Limited has
awarded on 19 June 2020 (“the Award Date”), Award effective 14 February
2020, Conditional Performance Shares to directors and Public Officers
of the Company and major subsidiaries in terms of the Gold Fields
Limited 2012 Share Plan (as amended) as set out below.
In compliance with paragraphs 3.63 - 3.74 of the Listings Requirements
of JSE Limited, shareholders are advised that Gold Fields Limited has
awarded on 19 June 2020 (“the Award Date”), Award effective 14 February
2020, Conditional Performance Shares to directors and Public Officers
of the Company and major subsidiaries in terms of the Gold Fields
Limited 2012 Share Plan (as amended) as set out below.
Performance Shares (PS) are conditionally awarded, based on a share
price of R104.7568 being the 3 day VWAP of 26, 27, 28 February 2020.
The number of PS which may settle to a participant on vesting date i.e.
three years from effective date of the award, will be determined by the
Company achieving pre-determined performance conditions as follows:
price of R104.7568 being the 3 day VWAP of 26, 27, 28 February 2020.
The number of PS which may settle to a participant on vesting date i.e.
three years from effective date of the award, will be determined by the
Company achieving pre-determined performance conditions as follows:
Relative TSR - measured against the performance of ten other major gold
mining companies based on the Gold Fields share price compared to the
basket of respective US dollar share prices of the peer group;
mining companies based on the Gold Fields share price compared to the
basket of respective US dollar share prices of the peer group;
Absolute TSR - Gold Fields share price measured at the start and the
end of the performance period; and
Free Cash Flow Margin – achievement of pre-determined FCFM target.
The number of shares to be settled will range from 0% to 200% of the
initial conditional award.
Name
TARYN HARMSE
Position
Prescribed Officer
No of PS awarded and accepted
72926
Market Price per Share
R104.7568
Total Value
R7 639 494
Award Acceptance Date
24/6/2020
Class of underlying security to
which rights attach
which rights attach
Ordinary Shares
Nature of transaction
Off market acceptance of
Conditional Performance Shares
Conditional Performance Shares
Vesting Period
Performance Shares vest on third
anniversary of effective Award date
anniversary of effective Award date
Nature of interest
Direct and Beneficial
Name
AVISHKAR NAGASER
Position
Prescribed Officer
No of PS awarded and accepted
53222
Market Price per Share
R104.7568
Total Value
R5 575 366
Award Acceptance Date
26/6/2020
Class of underlying security to
Ordinary Shares
which rights attach
Nature of transaction
Nature of transaction
Off market acceptance of
Conditional Performance Shares
Conditional Performance Shares
Vesting Period
Performance Shares vest on third
anniversary of effective Award date
anniversary of effective Award date
Nature of interest
Direct and Beneficial
Name
BRETT MATTISON
Position
Prescribed Officer
No of PS awarded and accepted
89250
Market Price per Share
R104.7568
Total Value
R9 349 544
Award Acceptance Date
26/6/2020
Class of underlying security to
which rights attach
which rights attach
Ordinary Shares
Nature of transaction
Off market acceptance of
Conditional Performance Shares
Conditional Performance Shares
Vesting Period
Performance Shares vest on third
anniversary of effective Award date
anniversary of effective Award date
Nature of interest
Direct and Beneficial
Name
ALEX MUNT
Position
Gold Fields Australia (Pty) Ltd,
GSM Holding Company Limited, Darlot
Holding Company (Pty) Limited
GSM Holding Company Limited, Darlot
Holding Company (Pty) Limited
No of PS awarded and accepted
13002
Market Price per Share
R104.7568
Total Value
R1 362 048
Award Acceptance Date
26/6/2020
Class of underlying security to
which rights attach
which rights attach
Ordinary Shares
Nature of transaction
Off market acceptance of
Conditional Performance Shares
Conditional Performance Shares
Vesting Period
Performance Shares vest on third
anniversary of effective Award date
anniversary of effective Award date
Nature of interest
Direct and Beneficial
Name
PHILLIP WOODHOUSE
Position
Gold Fields Australia (Pty) Ltd,
GSM Holding Company Limited, Darlot
Holding Company (Pty) Limited
GSM Holding Company Limited, Darlot
Holding Company (Pty) Limited
No of PS awarded and accepted
9826
Market Price per Share
R104.7568
Total Value
R1 029 340
Award Acceptance Date
26/6/2020
Class of underlying security to
which rights attach
which rights attach
Ordinary Shares
Nature of transaction
Off market acceptance of
Conditional Performance Shares
Conditional Performance Shares
Vesting Period
Performance Shares vest on third
anniversary of effective Award date
anniversary of effective Award date
Nature of interest
Direct and Beneficial
Name
STUART MATHEWS
Position
Gold Fields Australia (Pty) Ltd,
GSM Holding Company Limited, Darlot
Holding Company (Pty) Limited
Holding Company (Pty) Limited
No of PS awarded and accepted
90471
Market Price per Share
R104.7568
Total Value
R9 477 452
Award Acceptance Date
26/6/2020
Class of underlying security to
which rights attach
which rights attach
Ordinary Shares
Nature of transaction
Off market acceptance of
Conditional Performance Shares
Conditional Performance Shares
Vesting Period
Performance Shares vest on third
anniversary of effective Award date
anniversary of effective Award date
Nature of interest
Direct and Beneficial
Name
RICHARD BUTCHER
Position
Prescribed Officer
No of PS awarded and accepted
46937
Market Price per Share
R104.7568
Total Value
R4 916 970
Award Acceptance Date
26/6/2020
Class of underlying security to
which rights attach
which rights attach
Ordinary Shares
Nature of transaction
Off market acceptance of
Conditional Performance Shares
Conditional Performance Shares
Vesting Period
Performance Shares vest on third
anniversary of effective Award date
anniversary of effective Award date
Nature of interest
Direct and Beneficial
In accordance with section 3.66 of the Listings Requirements, the
necessary clearance has been obtained.
29 June 2020
Sponsor:
JP Morgan Equities South Africa Proprietary Limited
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned, thereunto duly authorised.
caused this report to be signed on its behalf by the undersigned, thereunto duly authorised.
GOLD FIELDS LIMITED
Dated: 29 June 2020
By:
/s/ Nicholas J. Holland
Name:
Nicholas J. Holland
Title:
Chief Executive Officer