UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
Report of Foreign Private Issuer
Pursuant to Rules 13a-16 or 15d-16 under
the Securities Exchange Act of 1934
Dated 1 June 2020
Commission File Number: 001-31318
GOLD FIELDS LIMITED
(Translation of registrant’s name into English)
150 Helen Rd.
Sandown, Sandton 2196
South Africa
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover
Form 20-F or Form 40-F.
Form 20-F or Form 40-F.
Form 20-F
Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by
Regulation S-T Rule 101(b)(1): _____
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by
Regulation S-T Rule 101(b)(7): _____
Regulation S-T Rule 101(b)(7): _____
Gold Fields Limited
(Reg. No. 1968/004880/06)
(Incorporated in the Republic of South Africa)
(“Gold Fields” or “the Company”)
JSE, NYSE, DIFX Share Code: GFI
ISIN Code: ZAE000018123
ISIN Code: ZAE000018123
DEALING IN SECURITIES BY DIRECTORS OF MAJOR SUBSIDIARIES
In compliance with paragraphs 3.63 - 3.74 of the Listings
Requirements of JSE Limited, shareholders are advised that Gold
Fields Limited has awarded on 29 May 2020 (“the Award Date”), Award
effective 1 March 2020, Conditional Matching Shares to directors of
major subsidiaries of Gold Fields in accordance with the
introduction of the Company’s Minimum Shareholding Requirement (MSR)
introduction of the Company’s Minimum Shareholding Requirement (MSR)
as approved at the AGM on 18 May 2016.
Minimum Shareholding Requirement (MSR): The MSR is mandatory for
Executives to hold GFL shares for a holding period of 6 years based
Executives to hold GFL shares for a holding period of 6 years based
on the following target shareholdings:
CEO: 200% of Annual Guaranteed Remuneration Package
CFO and other Executives: 100% of Annual Remuneration Package
Executives may commit in accordance with the MSR through the
election prior to the determination of cash bonuses, vesting of
shares awarded or through personal investment to acquire Gold Fields
shares that will be restricted for the holding period and held in
Escrow.
Details of the transactions are set out below:
M Preece
Nature of transaction
Off market acceptance of the shares
Transaction Date
29 May 2020
Number of Shares
27,442
Class of Security
Ordinary Shares
Market Price per Share
R104.7568
Total Value
R 2,874,737
Vesting Period
The shares will be held for the
holding period of 6 years
Nature of interest
Direct and Beneficial
NA Chohan
Nature of transaction
Off market acceptance of the shares
Transaction Date
29 May 2020
Number of Shares
2,878
Class of Security
Ordinary Shares
Market Price per Share
R104.7568
Total Value
R301,490
Vesting Period
The shares will be held for the
holding period of 6 years
Nature of interest
Direct and Beneficial
TL Harmse
Nature of transaction
Off market acceptance of the shares
Transaction Date
29 May 2020
Number of Shares
13,333
Class of Security
Ordinary Shares
Market Price per Share
R104.7568
Total Value
R1,396,723
Vesting Period
The shares will be held for the
holding period of 6 years
Nature of interest
Direct and Beneficial
BJ Mattison
Nature of transaction
Off market acceptance of the shares
Transaction Date
31 May 2020
Number of Shares
6,666
Class of Security
Ordinary Shares
Market Price per Share
R104.7568
Total Value
R698,309
Vesting Period
The shares will be held for the
holding period of 6 years
Nature of interest
Direct and Beneficial
A Nagaser
Nature of transaction
Off market acceptance of the shares
Transaction Date
31 May 2020
Number of Shares
3,200
Class of Security
Ordinary Shares
Market Price per Share
R104.7568
Total Value
R335,222
Vesting Period
The shares will be held for the
holding period of 6 years
Nature of interest
Direct and Beneficial
R Butcher
Nature of transaction
Off market acceptance of the shares
Transaction Date
31 May 2020
Number of Shares
12,675
Class of Security
Ordinary Shares
Market Price per Share
R104.7568
Total Value
R1,327,793
Vesting Period
The shares will be held for the
holding period of 6 years
Nature of interest
Direct and Beneficial
R Bardien
Nature of transaction
Off market acceptance of the shares
Transaction Date
29 May 2020
Number of Shares
4,844
Class of Security
Ordinary Shares
Market Price per Share
R104.7568
Total Value
R507,442
Vesting Period
The shares will be held for the
holding period of 6 years
Nature of interest
Direct and Beneficial
In terms of paragraph 3.66 of the Listings requirements the necessary clearance to
deal in the above securities has been obtained.
1 June 2020
Sponsor:
JP Morgan Equities South Africa (Pty) Ltd
JP Morgan Equities South Africa (Pty) Ltd
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned, thereunto duly authorised.
caused this report to be signed on its behalf by the undersigned, thereunto duly authorised.
GOLD FIELDS LIMITED
Dated: 1 June 2020
By:
/s/ Nicholas J.Holland
Name:
Nicholas J. Holland
Title:
Chief Executive Officer