0001172682-21-000006.txt : 20210422 0001172682-21-000006.hdr.sgml : 20210422 20210422084141 ACCESSION NUMBER: 0001172682-21-000006 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 SAXON,BRUCE,NMN, FILED AS OF DATE: 20210421 DATE AS OF CHANGE: 20210422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JONES LANG LASALLE SECURITIES, LLC CENTRAL INDEX KEY: 0001172682 IRS NUMBER: 521893376 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04253 FILM NUMBER: 21843358 BUSINESS ADDRESS: STREET 1: 200 EAST RANDOLPH DRIVE STREET 2: 48TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312 228-3650 MAIL ADDRESS: STREET 1: 200 EAST RANDOLPH DRIVE STREET 2: 48TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 MA-I/A 1 primary_doc.xml MA-I/A 0001172682 XXXXXXXX Bruce Saxon 312-228-3650 Bruce.Saxon@am.jll.com bill.cavagnaro@am.jll.com N N Bruce NMN Saxon 1507740 N 1 0001172682 JONES LANG LASALLE SECURITIES, LLC 10-04-2013 N 10-14-2014 0001172682 LOCATED 10-04-2013 200 E. RANDOLPH DRIVE SUITE 1050 CHICAGO IL 60601 SUPERVISED 02-01-2021 3344 Peachtree Road NE Suite 400 Atlanta GA 30326 LOCATED 05-01-2019 3131 East Camelback Road Suite 400 Phoenix AZ 85016 11-2013 JONES LANG LASALLE SECURITIES, LLC Chicago IL 60601 Y Y Chief Compliance Officer 02-2006 10-2013 GUGGENHEIM FUNDS DISTRIBUTORS, LLC LISLE IL 60532 N Y Fund Chief Compliance Officer 01-2004 01-2006 HARRIS INVESTMENT MANAGEMENT, INC, CHICAGO IL 60603 N Y Chief Compliance Officer N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-21-2021 Bruce Saxon Chief Compliance Officer