0001172682-21-000006.txt : 20210422
0001172682-21-000006.hdr.sgml : 20210422
20210422084141
ACCESSION NUMBER: 0001172682-21-000006
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
SAXON,BRUCE,NMN,
FILED AS OF DATE: 20210421
DATE AS OF CHANGE: 20210422
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: JONES LANG LASALLE SECURITIES, LLC
CENTRAL INDEX KEY: 0001172682
IRS NUMBER: 521893376
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04253
FILM NUMBER: 21843358
BUSINESS ADDRESS:
STREET 1: 200 EAST RANDOLPH DRIVE
STREET 2: 48TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312 228-3650
MAIL ADDRESS:
STREET 1: 200 EAST RANDOLPH DRIVE
STREET 2: 48TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60601
MA-I/A
1
primary_doc.xml
MA-I/A
0001172682
XXXXXXXX
Bruce Saxon
312-228-3650
Bruce.Saxon@am.jll.com
bill.cavagnaro@am.jll.com
N
N
Bruce
NMN
Saxon
1507740
N
1
0001172682
JONES LANG LASALLE SECURITIES, LLC
10-04-2013
N
10-14-2014
0001172682
LOCATED
10-04-2013
200 E. RANDOLPH DRIVE
SUITE 1050
CHICAGO
IL
60601
SUPERVISED
02-01-2021
3344 Peachtree Road NE
Suite 400
Atlanta
GA
30326
LOCATED
05-01-2019
3131 East Camelback Road
Suite 400
Phoenix
AZ
85016
11-2013
JONES LANG LASALLE SECURITIES, LLC
Chicago
IL
60601
Y
Y
Chief Compliance Officer
02-2006
10-2013
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
LISLE
IL
60532
N
Y
Fund Chief Compliance Officer
01-2004
01-2006
HARRIS INVESTMENT MANAGEMENT, INC,
CHICAGO
IL
60603
N
Y
Chief Compliance Officer
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-21-2021
Bruce Saxon
Chief Compliance Officer