0001493152-23-044033.txt : 20231207 0001493152-23-044033.hdr.sgml : 20231207 20231207163447 ACCESSION NUMBER: 0001493152-23-044033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231205 FILED AS OF DATE: 20231207 DATE AS OF CHANGE: 20231207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Monahan Christopher Gardner CENTRAL INDEX KEY: 0001908734 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36868 FILM NUMBER: 231472831 MAIL ADDRESS: STREET 1: 1555 FREEDOM BLVD 200 WEST CITY: PROVO STATE: UT ZIP: 84604 FORMER NAME: FORMER CONFORMED NAME: Monahan Christoper Gardner DATE OF NAME CHANGE: 20220202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sunworks, Inc. CENTRAL INDEX KEY: 0001172631 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 010592299 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1030 WINDING CREEK ROAD STREET 2: SUITE 100 CITY: ROSEVILLE STATE: CA ZIP: 95678 BUSINESS PHONE: (916) 409-6900 MAIL ADDRESS: STREET 1: 1030 WINDING CREEK ROAD STREET 2: SUITE 100 CITY: ROSEVILLE STATE: CA ZIP: 95678 FORMER COMPANY: FORMER CONFORMED NAME: SOLAR3D, INC. DATE OF NAME CHANGE: 20101006 FORMER COMPANY: FORMER CONFORMED NAME: MACHINETALKER INC DATE OF NAME CHANGE: 20050801 FORMER COMPANY: FORMER CONFORMED NAME: MACHINE TALKER INC DATE OF NAME CHANGE: 20020506 4 1 ownership.xml X0508 4 2023-12-05 0 0001172631 Sunworks, Inc. SUNW 0001908734 Monahan Christopher Gardner C/O SUNWORKS, INC. 1555 FREEDOM BOULEVARD PROVO UT 84604 0 1 0 0 Chief Legal Officer 0 Common Stock 2023-12-05 4 A 0 362318 0 A 453573 D Represents shares to be issued under a restricted stock unit agreement pursuant to the Company's 2016 Equity Incentive Plan. Shares vest in 2 equal annual installments over 2-year period. /s/ Christopher Monahan 2023-12-07