0001493152-18-006298.txt : 20180504 0001493152-18-006298.hdr.sgml : 20180504 20180504210034 ACCESSION NUMBER: 0001493152-18-006298 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180426 FILED AS OF DATE: 20180504 DATE AS OF CHANGE: 20180504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schechter Joshua CENTRAL INDEX KEY: 0001336601 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36868 FILM NUMBER: 18809503 MAIL ADDRESS: STREET 1: C/O THE PANTRY, INC. STREET 2: 305 GREGSON DRIVE CITY: CARY STATE: NC ZIP: 27511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sunworks, Inc. CENTRAL INDEX KEY: 0001172631 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 010592299 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1030 WINDING CREEK ROAD STREET 2: SUITE 100 CITY: ROSEVILLE STATE: CA ZIP: 95678 BUSINESS PHONE: (916) 409-6900 MAIL ADDRESS: STREET 1: 1030 WINDING CREEK ROAD STREET 2: SUITE 100 CITY: ROSEVILLE STATE: CA ZIP: 95678 FORMER COMPANY: FORMER CONFORMED NAME: SOLAR3D, INC. DATE OF NAME CHANGE: 20101006 FORMER COMPANY: FORMER CONFORMED NAME: MACHINETALKER INC DATE OF NAME CHANGE: 20050801 FORMER COMPANY: FORMER CONFORMED NAME: MACHINE TALKER INC DATE OF NAME CHANGE: 20020506 3 1 form3.xml X0206 3 2018-04-26 0 0001172631 Sunworks, Inc. SUNW 0001336601 Schechter Joshua C/O SUNWORKS, INC. 1010 WINDING CREEK ROAD SUITE 100 ROSEVILLE CA 95678 1 0 0 0 Option to Purchase Common Stock 0.93 2018-04-26 2023-04-26 Common Stock 50000 D The Option was issued pursuant to the Company's 2016 Equity Incentive Plan and shall vest and become exercisable in 1/36 increments over a three-year period commencing on the date of grant. /s/Joshua Schechter 2018-05-04