0000950142-18-000855.txt : 20180409 0000950142-18-000855.hdr.sgml : 20180409 20180409165339 ACCESSION NUMBER: 0000950142-18-000855 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180329 FILED AS OF DATE: 20180409 DATE AS OF CHANGE: 20180409 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELMS STEVE CENTRAL INDEX KEY: 0001250195 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36570 FILM NUMBER: 18746067 MAIL ADDRESS: STREET 1: 888 SEVENTH AVE STREET 2: 29TH FL CITY: NEW YORK STATE: NY ZIP: 10106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHIFF ANDREW N CENTRAL INDEX KEY: 0001172252 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36570 FILM NUMBER: 18746066 MAIL ADDRESS: STREET 1: PLANET ZANETT INC STREET 2: 135 E 57TH ST CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: SCHIFF DR DREW DATE OF NAME CHANGE: 20020426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aisling Capital IV, LP CENTRAL INDEX KEY: 0001652910 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36570 FILM NUMBER: 18746068 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: 212-651-6380 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zosano Pharma Corp CENTRAL INDEX KEY: 0001587221 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 454488360 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 34790 ARDENTECH COURT CITY: FREMONT STATE: CA ZIP: 94555 BUSINESS PHONE: 510-745-1200 MAIL ADDRESS: STREET 1: 34790 ARDENTECH COURT CITY: FREMONT STATE: CA ZIP: 94555 FORMER COMPANY: FORMER CONFORMED NAME: ZP Holdings Inc DATE OF NAME CHANGE: 20130919 3 1 es1800538_3-zosano.xml OWNERSHIP DOCUMENT X0206 3 2018-03-29 0 0001587221 Zosano Pharma Corp ZSAN 0001652910 Aisling Capital IV, LP 888 SEVENTH AVENUE, 12TH FLOOR NEW YORK NY 10106 0 0 1 0 0001250195 ELMS STEVE C/O AISLING CAPITAL LLC 888 SEVENTH AVE., 12TH FLOOR NEW YORK NY 10106 0 0 1 0 0001172252 SCHIFF ANDREW N C/O AISLING CAPITAL LLC 888 SEVENTH AVE., 12TH FLOOR NEW YORK NY 10106 0 0 1 0 Common Stock, par value of $0.0001 1600000 D The securities are directly held by Aisling Capital IV, LP ("Aisling"), and may be deemed to be beneficially owned by Aisling Capital Partners IV, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners IV LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members and partners (collectively, the "Managers") of Aisling GP and Aisling Partners. The Managers of Aisling Partners are Dr. Andrew Schiff and Steve Elms. See Signatures on Exhibit 99.1 2018-04-09 EX-99.1 2 es1800538_ex9901.htm EXHIBIT 99.1 Unassociated Document
EXHIBIT 99.1

FORM 3 JOINT FILER INFORMATION
 
Names of Joint Filers:
 
Aisling Capital IV, LP
Steve Elms
Andrew N. Schiff, M.D.
 
Address of Joint Filers:
c/o Aisling Capital Management LP
888 Seventh Avenue, 12th Floor
New York, NY 10106
 
Designated Filer: Aisling Capital IV, LP
Issuer and Ticker Symbol: Zosano Pharma Corporation [ZSAN]
Date of Event: March 29, 2018
Signatures of Joint Filers:

AISLING CAPITAL IV, LP
   
By:
Aisling Capital Partners IV, LP
 
General Partner
   
By:
Aisling Capital Partners IV LLC
 
General Partner
   
By:
/s/ Andrew Schiff
 
Name: Andrew Schiff
 
Title: Managing Member
   
 
/s/ Steve Elms
Steve Elms
 
/s/ Andrew Schiff
Andrew Schiff