0000899243-18-019810.txt : 20180712 0000899243-18-019810.hdr.sgml : 20180712 20180712164529 ACCESSION NUMBER: 0000899243-18-019810 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180710 FILED AS OF DATE: 20180712 DATE AS OF CHANGE: 20180712 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AISLING CAPITAL III LP CENTRAL INDEX KEY: 0001444717 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36562 FILM NUMBER: 18950869 BUSINESS ADDRESS: STREET 1: 888 Seventh Avenue, 30th Fl CITY: New York STATE: NY ZIP: 10106 BUSINESS PHONE: 212-651-6380 MAIL ADDRESS: STREET 1: 888 Seventh Avenue, 30th Fl CITY: New York STATE: NY ZIP: 10106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aisling Capital Partners III LP CENTRAL INDEX KEY: 0001532634 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36562 FILM NUMBER: 18950870 BUSINESS ADDRESS: STREET 1: AISLING CAPITAL LLC STREET 2: 888 SEVENTH AVENUE 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: 212-651-6380 MAIL ADDRESS: STREET 1: AISLING CAPITAL LLC STREET 2: 888 SEVENTH AVENUE 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aisling Capital Partners III LLC CENTRAL INDEX KEY: 0001532635 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36562 FILM NUMBER: 18950871 BUSINESS ADDRESS: STREET 1: AISLING CAPITAL LLC STREET 2: 888 SEVENTH AVENUE 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: 212-651-6380 MAIL ADDRESS: STREET 1: AISLING CAPITAL LLC STREET 2: 888 SEVENTH AVENUE 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELMS STEVE CENTRAL INDEX KEY: 0001250195 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36562 FILM NUMBER: 18950872 MAIL ADDRESS: STREET 1: 888 SEVENTH AVE STREET 2: 29TH FL CITY: NEW YORK STATE: NY ZIP: 10106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHIFF ANDREW N CENTRAL INDEX KEY: 0001172252 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36562 FILM NUMBER: 18950873 MAIL ADDRESS: STREET 1: PLANET ZANETT INC STREET 2: 135 E 57TH ST CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: SCHIFF DR DREW DATE OF NAME CHANGE: 20020426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Purcell Dennis J CENTRAL INDEX KEY: 0001297291 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36562 FILM NUMBER: 18950874 MAIL ADDRESS: STREET 1: AUXILIUM PHARMACEUTICALS, INC. STREET 2: 160 WEST GERMANTOWN PIKE CITY: NORRISTOWN STATE: PA ZIP: 19401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Loxo Oncology, Inc. CENTRAL INDEX KEY: 0001581720 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 462996673 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 281 TRESSER BOULEVARD, 9TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-653-3880 MAIL ADDRESS: STREET 1: 281 TRESSER BOULEVARD, 9TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-07-10 1 0001581720 Loxo Oncology, Inc. LOXO 0001444717 AISLING CAPITAL III LP 888 SEVENTH AVENUE, 12TH FLOOR NEW YORK NY 10106 0 0 1 0 0001532634 Aisling Capital Partners III LP AISLING CAPITAL LLC 888 SEVENTH AVENUE 12TH FLOOR NEW YORK NY 10106 0 0 1 0 0001532635 Aisling Capital Partners III LLC AISLING CAPITAL LLC 888 SEVENTH AVENUE 12TH FLOOR NEW YORK NY 10106 0 0 1 0 0001250195 ELMS STEVE 888 SEVENTH AVENUE 12TH FLOOR NEW YORK NY 10106 0 0 1 0 0001172252 SCHIFF ANDREW N 888 SEVENTH AVENUE, 12TH FLOOR NEW YORK NY 10106 0 0 1 0 0001297291 Purcell Dennis J 888 SEVENTH AVENUE, 12TH FLOOR NEW YORK NY 10106 0 0 1 0 Common Stock 2018-07-10 4 S 0 1400000 179.43 D 2038920 D The securities are directly held by Aisling Capital III, LP ("Aisling"), and indirectly held by Aisling Capital Partners III, LP ("Aisling GP"), as general partner of Aisling, Aisling Capital Partners III LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members and partners (collectively, the "Managers") of Aisling GP and Aisling Partners. The Managers of Aisling Partners are Dennis Purcell, Dr. Andrew Schiff and Steve Elms. Mr. Elms is a member of the Issuer's Board of Directors. Dr. Joshua Bilenker, the Issuer's President and Chief Executive Officer, is a member of the Issuer's Board of Directors and an Operating Partner of Aisling GP. Mr. Elms is a member of the investment committee (the "Investment Committee") of Aisling GP. The Investment Committee has voting and dispositive power over the shares held by Aisling. See Signatures on Exhibit 99.1 2018-07-12 EX-24 2 attachment1.htm EX-24 DOCUMENT

                         FORM 4 JOINT FILER INFORMATION

Names of Joint Filers:

Aisling Capital III, LP
Aisling Capital Partners III, LP
Aisling Capital Partners III LLC
Steve Elms
Andrew N. Schiff, M.D.
Dennis J. Purcell

Address of Joint Filers:
c/o Aisling Capital Partners LLC
888 Seventh Avenue
New York, NY 10106

Designated Filer: Aisling Capital III, LP
Issuer and Ticker Symbol: Loxo Oncology, Inc. [LOXO]
Date of Event: July 12, 2018
Signatures of Joint Filers:


AISLING CAPITAL III, LP

By:     Aisling Capital Partners III, LP
        General Partner

By:     Aisling Capital Partners III LLC
        General Partner

By:     /s/ Robert Wenzel
        ------------------------------------
        Name: Robert Wenzel
        Title: CFO


AISLING CAPITAL PARTNERS III, LP

By:     Aisling Capital Partners III LLC
        General Partner

By:     /s/ Robert Wenzel
        ------------------------------------
        Name: Robert Wenzel
        Title: CFO


AISLING CAPITAL PARTNERS III LLC

By:     /s/ Robert Wenzel
        ------------------------------------
        Name: Robert Wenzel
        Title: CFO


/s/ Steve Elms
--------------------------------------------
Steve Elms

/s/ Andrew Schiff
--------------------------------------------
Andrew Schiff

/s/ Dennis Purcell
--------------------------------------------
Dennis Purcell