-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KhMGlr5IWC9PDtXgkZGMHlDdX3jO+lEfCkoTSpq0TKUNT0Ia1KivyWnP7u5VrsFv Kkhlprwh5RruOLzxFSyO6Q== 0000897069-05-001429.txt : 20050611 0000897069-05-001429.hdr.sgml : 20050611 20050606212938 ACCESSION NUMBER: 0000897069-05-001429 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050602 FILED AS OF DATE: 20050606 DATE AS OF CHANGE: 20050606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAWAIIAN HOLDINGS INC CENTRAL INDEX KEY: 0001172222 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 710879698 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3375 KOAPAKA STREET STREET 2: SUITE G-350 CITY: HONOLULU STATE: HI ZIP: 96819 FORMER COMPANY: FORMER CONFORMED NAME: HAWAIIAN AIR GROUP INC DATE OF NAME CHANGE: 20020429 FORMER COMPANY: FORMER CONFORMED NAME: HA HOLDINGS INC DATE OF NAME CHANGE: 20020425 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hershfield Lawrence CENTRAL INDEX KEY: 0001294365 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31443 FILM NUMBER: 05881689 BUSINESS ADDRESS: BUSINESS PHONE: 858-523-0832 MAIL ADDRESS: STREET 1: 12730 HIGH BLUFF DRIVE SUITE 180 CITY: SAN DIEGO STATE: CA ZIP: 92130 4 1 cmw1477_ex.xml X0202 4 2005-06-02 0 0001172222 HAWAIIAN HOLDINGS INC HA 0001294365 Hershfield Lawrence 12730 HIGH BLUFF DRIVE, SUITE 180 SAN DIEGO CA 92130 1 0 0 0 Common Stock 10000000 I See footnote Common Stock 40000 D Common Stock 2005-06-02 4 J 0 1412300 6.16 A 1412300 I See Footnote Series A Convertible Note 4.35 2005-06-02 4 J 0 8479506 3885855 A 2006-06-02 2010-06-01 Common Stock 893300 0 I See Footnote Series B Convertible Note 4.35 2005-06-02 4 J 0 486010 2114145 A 2010-06-01 Common Stock 486010 0 I See Footnote Warrant 246816 2005-06-02 4 J 0 200 A 2005-12-01 2010-06-01 Series E Preferred Stock 94584 0 I See Footnote Series A Convertible Note 4.35 2005-06-02 4 J 0 94584 411443 A 2006-06-02 2010-06-01 Common Stock 94584 0 I See Footnote Series B Convertible Note 4.35 2005-06-02 4 J 0 51460 223851 A 2010-06-01 Common Stock 51460 0 I See Footnote Owned indirectly through RC Aviation LLC. Assumes convertibility of the Note into shares of common stock as of 6/2/2005. Conversion of bankruptcy claims. Based on an assumed conversion of the Note at $4.35 per share as of 6/2/2005. Assumes requisite approval of stockholders. Assumes exercisability of the Warrant into Series E convertible preferred stock as of 6/2/2005. Based on an assumed exercisability of the Warrant at $43,192.80 per share as of 6/2/05. Owned indirectly through RC Aviation Management LLC, Member and Manager of RC Aviation LLC. Variable. Pursuant to funding commitment. /s/ Lawrence S. Hershfield 2005-06-06 -----END PRIVACY-ENHANCED MESSAGE-----