-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L+ZiCe4BrHmgJoZ5RUgiPGzOvYeR0FNtLXwstK5jEZDu3cCsho/CJDRb8OR9qnon MUkscu1Z7SxDt6qKEvwMdQ== 0000018230-03-000438.txt : 20030903 0000018230-03-000438.hdr.sgml : 20030903 20030903151332 ACCESSION NUMBER: 0000018230-03-000438 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030829 FILED AS OF DATE: 20030903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WUNNING STEVEN H CENTRAL INDEX KEY: 0001171788 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 03878988 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-08-29 0000018230 CATERPILLAR INC CAT 0001171788 WUNNING STEVEN H 100 N.E. ADAMS STREET PEORIA 61629-3400 0100Vice President Common23360DCommon33IOwned by WifePhantom Stock Units02003-08-294A0240A1988-08-081988-08-08Common240DThis amount includes 10,005 shares in 401K, and 1757 shares in SEIP. This amount includes 1 share in dividend reinvestment.Security converts to common stock on a one-for-one basis.The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service.S. H. Wunning; L.J. Huxtable, POA2003-09-03< /ownershipDocument> -----END PRIVACY-ENHANCED MESSAGE-----