0001209191-12-049445.txt : 20121015 0001209191-12-049445.hdr.sgml : 20121015 20121015183346 ACCESSION NUMBER: 0001209191-12-049445 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121011 FILED AS OF DATE: 20121015 DATE AS OF CHANGE: 20121015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FSI INTERNATIONAL INC CENTRAL INDEX KEY: 0000841692 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 411223238 STATE OF INCORPORATION: MN FISCAL YEAR END: 0827 BUSINESS ADDRESS: STREET 1: 3455 LYMAN BLVD. CITY: CHASKA STATE: MN ZIP: 55318 BUSINESS PHONE: 9524485440 MAIL ADDRESS: STREET 1: 3455 LYMAN BLVD. CITY: CHASKA STATE: MN ZIP: 55318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLARNER TERRENCE CENTRAL INDEX KEY: 0001171663 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17276 FILM NUMBER: 121144669 MAIL ADDRESS: STREET 1: 160 MONTROSE PLACE CITY: ST. PAUL STATE: MN ZIP: 55104 4 1 c30217_4x0.xml MAIN DOCUMENT DESCRIPTION X0306 4 2012-10-11 0000841692 FSI INTERNATIONAL INC FSII 0001171663 GLARNER TERRENCE 160 MONTROSE PLACE ST. PAUL MN 55104 1 0 0 0 COMMON STOCK 2012-10-11 4 U 0 5656 6.20 D 0 D STOCK OPTION (RIGHT TO BUY) 3.54 2012-10-11 4 D 0 7500 2.66 D 2004-01-01 2013-01-28 COMMON STOCK 7500 0 D STOCK OPTION (RIGHT TO BUY) 4.21 2012-10-11 4 D 0 7500 1.99 D 2006-01-01 2015-01-26 COMMON STOCK 7500 0 D STOCK OPTION (RIGHT TO BUY) 4.95 2012-10-11 4 D 0 7500 1.25 D 2007-01-01 2016-01-24 COMMON STOCK 7500 0 D STOCK OPTION (RIGHT TO BUY) 5.00 2012-10-11 4 D 0 7500 1.20 D 2008-01-01 2017-01-17 COMMON STOCK 7500 0 D STOCK OPTION (RIGHT TO BUY) 1.74 2012-10-11 4 D 0 7500 4.46 D 2009-01-01 2018-01-16 COMMON STOCK 7500 0 D STOCK OPTION (RIGHT TO BUY) 0.372 2012-10-11 4 D 0 7500 5.828 D 2010-01-01 2019-01-21 COMMON STOCK 7500 0 D STOCK OPTION (RIGHT TO BUY) 3.11 2012-10-11 4 D 0 7500 3.09 D 2011-01-01 2020-01-20 COMMON STOCK 7500 0 D STOCK OPTION (RIGHT TO BUY) 4.06 2012-10-11 4 D 0 7500 2.14 D 2012-01-01 2021-01-19 COMMON STOCK 7500 0 D STOCK OPTION (RIGHT TO BUY) 4.27 2012-10-11 4 D 0 10000 1.93 D 2013-01-01 2022-01-18 COMMON STOCK 10000 0 D In connection with the merger of RB Merger Corp. ("Purchaser") with and into FSI International, Inc. ("FSI") pursuant to that Agreement and Plan of Merger, dated as of August 13, 2012, among FSI, Purchaser and Tokyo Electron Limited, this option was cancelled and converted into the right to receive a cash payment representing the difference, if any, between (a) $6.20 multiplied by the number of shares subject to the option and (b) the aggregate exercise price for all shares subject to the option. /s/ Patricia M. Hollister, Chief Financial Officer, as Power of Attorney for Terrence W. Glarner 2012-10-15