EX-FILING FEES 2 tm227263d3_ex-filingfees.htm EX-FILING FEES

 

EX. FILING FEES

Calculation of Filing Fee Tables

 

Form N-2

(Form Type)

 

Calamos Convertible Opportunities and Income Fund

(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered and Carry Forward Securities

 

   Security
Type
  Security
Class Title
  Fee
Calculation
or Carry
Forward
Rule
   Amount
Registered
   Proposed
Maximum
Offering
Price Per
Unit
   Maximum
Aggregate
Offering
Price
   Fee Rate   Amount of
Registration
Fee
   Carry
Forward
Form Type
  Carry
Forward
File
Number
  Carry
Forward
Initial
effective
date
  Filing Fee
Previously
Paid In
Connection
with
Unsold
Securities
to be
Carried
Forward
 
Newly Registered Securities
Fees to Be Paid  Equity  Common shares, no par value  457(o)(1)   --    --   $100,000,000.00    .0000927   $9,270.00               
Fees to Be Paid  Equity  Preferred shares, no par value 

456(b) and 457(r)(2) 

    --    --    --    --    --               
Fees to Be Paid  Debt  Debt securities 

456(b) and 457(r)(2)

    --    --    --    --    --               
Fees Previously Paid  --  --  --    --    --    --    --    --               
Carry Forward Securities
Carry Forward Securities  Equity  Common shares, no par value per share  Rule 415(a)(6)    (3)   (3)  $100,000,000.00    0.0001212   $12,120.00   N-2/A  333-229042  March 1, 2019  $9,853.03 
Carry Forward Securities  Equity  Preferred shares, no par value 

456(b) and 457(r)(2)

    --    --    --    --    --   N-2/A  333-229042  March 1, 2019     
Carry Forward Securities  Debt  Debt securities 

456(b) and 457(r)(2)

    --    --    --    --    --   N-2/A  333-229042  March 1, 2019     
   Total Offering Amounts        $100,000,000.00        $9,270.00               
   Total Fees Previously Paid                   --               
   Total Fee Offsets                  $9,270.00               
   Net Fee Due                  $0.00               

 

(1) An indeterminate number of common shares is being registered as may from time to time be offered, on an immediate, continuous or delayed basis, at indeterminate prices.

 

(2) In accordance with Rules 456(b) and 457(r) promulgated under the Securities Act of 1933, as amended, the registrant is deferring payment of all registration fees. Any registration fees will be paid subsequently in advance or on a pay-as-you-go basis.

 

(3) An indeterminate number of common shares was registered as may from time to time be offered, on an immediate, continuous or delayed basis, at indeterminate prices.

 

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Table 2: Fee Offset Claims and Sources

  

   Registrant or
Filer Name
  Form or
Filing Type
  File Number  Initial Filing
Date
  Filing Date   Fee Offset
Claimed
   Security
Type
Associated
with Fee
Offset
Claimed
  Security Title
Associated
with Fee
Offset
Claimed
  Unsold
Securities
Associated
with Fee
Offset
Claimed
   Unsold
Aggregate
Offering
Amount
Associated
with Fee
Offset
Claimed
   Fee Paid with
Fee Offset
Source
 
Rules 457(b) and 0-11(a)(2)
Fee Offset Claims                               
Fee Offset Sources                                          
Rule 457(p)
Fee Offset Claims  Calamos Convertible Opportunities and Income Fund  N-2/A  333-229042  March 1, 2019      $9,270.00(1)  Equity 

Common shares, no par value

      $82,108,575      
Fee Offset Sources  Calamos Convertible Opportunities and Income Fund  N-2/A  333-229042     February 22, 2019                        $11,998.80(2)
Fee Offset Sources  Calamos Convertible Opportunities and Income Fund  N-2  333-229042     December 27, 2018                        $121.20(2)

 

(1) The Registrant has terminated or completed any offering that included the unsold securities under the prior registration statement.

 

(2) On December 27, 2018, the Registrant submitted a registration statement on Form N-2 (“Registration Statement”) and concurrently submitted a fee of $121.20. On February 22, 2019, the Registrant submitted Pre-Effective Amendment No. 1 to the Registration Statement on Form N-2 (together with the Registration Statement, the “2019 Registration Statement”) and concurrently submitted a fee of $11,998.80. The Registration Statement related to the Registrant’s offer and sale from time to time of shares of the registrant’s common shares (no par value per share), preferred shares (no par value per share) or debt securities, having an aggregate gross sales price of up to $100 million under an at-the-market program. Pursuant to Rule 457(p) under the Securities Act, a registration fee credit of $9,853.03, the amount of the prior registration fee attributable to the unsold securities under the 2019 Registration Statement, is available to offset the current registration fee. Following the filing of this registration statement, $583.03 will remain available to offset future registration fees.

 

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