0001462049-16-000005.txt : 20160823
0001462049-16-000005.hdr.sgml : 20160823
20160823161404
ACCESSION NUMBER: 0001462049-16-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160819
FILED AS OF DATE: 20160823
DATE AS OF CHANGE: 20160823
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COSI INC
CENTRAL INDEX KEY: 0001171014
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 061393745
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1230
BUSINESS ADDRESS:
STREET 1: COSI INC
STREET 2: 294 WASHINGTON STREET SUITE 510
CITY: BOSTON
STATE: MA
ZIP: 02108
BUSINESS PHONE: 857-415-5000
MAIL ADDRESS:
STREET 1: 294 WASHINGTON STREET
STREET 2: SUITE 510
CITY: BOSTON
STATE: MA
ZIP: 02108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Janus Capital Institutional Advisors
CENTRAL INDEX KEY: 0001618463
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36196
FILM NUMBER: 161847379
BUSINESS ADDRESS:
STREET 1: 151 DETROIT STREET
CITY: DENVER
STATE: CO
ZIP: 80206
BUSINESS PHONE: 3033364132
MAIL ADDRESS:
STREET 1: 151 DETROIT STREET
CITY: DENVER
STATE: CO
ZIP: 80206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PLAISANCE FUND LP
CENTRAL INDEX KEY: 0001462049
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36196
FILM NUMBER: 161847380
BUSINESS ADDRESS:
STREET 1: C/O JANUS CAPITAL INSTITUTIONAL ADVISORS
STREET 2: 151 DETROIT STREET
CITY: DENVER
STATE: CO
ZIP: 80206
BUSINESS PHONE: 303-333-3863
MAIL ADDRESS:
STREET 1: C/O JANUS CAPITAL INSTITUTIONAL ADVISORS
STREET 2: 151 DETROIT STREET
CITY: DENVER
STATE: CO
ZIP: 80206
FORMER NAME:
FORMER CONFORMED NAME: Plaisance Fund LP
DATE OF NAME CHANGE: 20090415
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-08-19
0
0001171014
COSI INC
COSI
0001462049
PLAISANCE FUND LP
C/O JANUS CAPITAL INSTITUTIONAL ADVISORS
151 DETROIT STREET
DENVER
CO
80206
0
0
1
0
0001618463
Janus Capital Institutional Advisors
151 DETROIT STREET
DENVER
CO
80206
0
0
1
0
COMMON STOCK
2016-08-19
4
S
0
236300
0.3
D
7955129
D
COMMON STOCK
2016-08-19
4
S
0
113700
0.32
D
7955129
D
The securities reported in this Form 4 are beneficially owned directly by Plaisance Fund LP ("Plaisance").
Janus Capital Institutional Advisors LLC ("JCIA"), which serves as the general partner to Plaisance, may be deemed to share voting and dispositive power over the securities held by Plaisance, and accordingly, may be deemed to be a beneficial owner of the securities reported in this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934, as amended. In accordance with Instruction 4(b)(iv), the entire amount of the Cosi, Inc. common stock held by Plaisance is reported herein for purposes of the indirect pecuniary interest of JCIA.
Each of the Reporting Persons expressly disclaims the beneficial ownership of the shares of Cosi, Inc. common stock reported herein except to the extent of his or its pecuniary interest therein, if any, and this Form 4 shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of any such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Any disclosures made by a Reporting Person herein with respect to persons or entities other than such Reporting Person are made on information and belief after making inquiry to the appropriate party. Each of the Reporting Persons is responsible for the completeness and accuracy of the information concerning him or it contained herein, but is not responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
Kristin Mariani, Vice President of Janus Capital Institutional Advisors LLC, general partner of Plaisance Fund, LP
2016-08-23
Kristin Mariani, Vice President of Janus Capital Institutional Advisors LLC
2016-08-23