-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GOcXEh+hGmfkZyvfVBs1IvvHt6mgkQDiiaXgJ6dXoD7zuqBRSUzmcUVLdPxFIXJw 7lmE8p/NKkyy1JTwdt02jQ== 0001354488-06-000511.txt : 20060913 0001354488-06-000511.hdr.sgml : 20060913 20060913145846 ACCESSION NUMBER: 0001354488-06-000511 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050406 FILED AS OF DATE: 20060913 DATE AS OF CHANGE: 20060913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Uni-Pixel CENTRAL INDEX KEY: 0001171012 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 752926437 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11940 JOLLYVILLE RD., SUITE 200N CITY: AUSTIN STATE: TX ZIP: 77004 BUSINESS PHONE: 512 370-2839 MAIL ADDRESS: STREET 1: 11940 JOLLYVILLE RD., SUITE 200N CITY: AUSTIN STATE: TX ZIP: 77004 FORMER COMPANY: FORMER CONFORMED NAME: REAL ESTATEFOR LEASE COM INC DATE OF NAME CHANGE: 20020411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baquet William CENTRAL INDEX KEY: 0001368071 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49737 FILM NUMBER: 061088369 BUSINESS ADDRESS: BUSINESS PHONE: 212-732-8500 MAIL ADDRESS: STREET 1: 14 WALL STREET, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fordham Financial Management, Inc. CENTRAL INDEX KEY: 0001368070 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49737 FILM NUMBER: 061088370 BUSINESS ADDRESS: STREET 1: 14 WALL STREET, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-732-8500 MAIL ADDRESS: STREET 1: 14 WALL STREET, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-04-06 0 0001171012 Uni-Pixel UNXL 0001368070 Fordham Financial Management, Inc. 14 WALL STREET, 18TH FLOOR NEW YORK NY 10005 0 0 1 0 0001368071 Baquet William 14 WALL STREET, 18TH FLOOR NEW YORK NY 10005 0 0 1 0 Common Stock 2006-05-10 4 J 0 403420 A 609220 D Common Stock Purchase Warrants 1.75 2006-05-10 4 J 0 677413 0 D 2004-12-09 2009-12-09 Common Stock 677413 471087 D Transfers were made to employees and others of Fordham Financial Management. No cash or other consideration was paid for such transfer. These warrants are owned by Fordham Financial Management which is controlled by Mr. Baquet William Baquet 2006-09-07 Fordham Financial Management, Inc. 2006-09-07 -----END PRIVACY-ENHANCED MESSAGE-----