0001209191-17-039463.txt : 20170613
0001209191-17-039463.hdr.sgml : 20170613
20170613162039
ACCESSION NUMBER: 0001209191-17-039463
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170609
FILED AS OF DATE: 20170613
DATE AS OF CHANGE: 20170613
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Uni-Pixel
CENTRAL INDEX KEY: 0001171012
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 752926437
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4699 OLD IRONSIDE DRIVE, SUITE 300
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 281-825-4500
MAIL ADDRESS:
STREET 1: 4699 OLD IRONSIDE DRIVE, SUITE 300
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: REAL ESTATEFOR LEASE COM INC
DATE OF NAME CHANGE: 20020411
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAWTHORNE JEFFREY ALAN
CENTRAL INDEX KEY: 0001228270
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34998
FILM NUMBER: 17909080
MAIL ADDRESS:
STREET 1: 230 SEQUOIA AVE
CITY: PALO ALTO
STATE: CA
ZIP: 94306
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-06-09
0
0001171012
Uni-Pixel
UNXL
0001228270
HAWTHORNE JEFFREY ALAN
C/O UNI-PIXEL, INC.
4699 OLD IRONSIDES DRIVE, SUITE 300
SANTA CLARA
CA
95054
1
1
0
0
CEO and President
Restricted Stock Units (RSUs)
2017-06-09
4
A
0
250000
0.00
A
Common Stock
250000
250000
D
The Restricted Stock Units ("RSUs") were issued pursuant to the terms of the Uni-Pixel, Inc. 2011 Stock Incentive Plan and a Restricted Stock Unit Notice of Grant and Agreement. The Company will withhold shares of stock subject to the restricted stock units at the time of vesting for the purposes of satisfying any tax withholding obligations which arise in connection with such vesting.
Each RSU represents a contingent right to receive one share of UniPixel common stock.
The RSUs vest in twelve quarterly installments beginning on August 1, 2017 and ending on May 1, 2020.
/s/ Jeffrey A. Hawthorne
2017-06-13