0001209191-17-039453.txt : 20170613 0001209191-17-039453.hdr.sgml : 20170613 20170613161840 ACCESSION NUMBER: 0001209191-17-039453 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170609 FILED AS OF DATE: 20170613 DATE AS OF CHANGE: 20170613 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Uni-Pixel CENTRAL INDEX KEY: 0001171012 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 752926437 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4699 OLD IRONSIDE DRIVE, SUITE 300 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 281-825-4500 MAIL ADDRESS: STREET 1: 4699 OLD IRONSIDE DRIVE, SUITE 300 CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: REAL ESTATEFOR LEASE COM INC DATE OF NAME CHANGE: 20020411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Young Ross Adam CENTRAL INDEX KEY: 0001436530 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34998 FILM NUMBER: 17909049 MAIL ADDRESS: STREET 1: 2541 WAYMAKER WAY CITY: AUSTIN STATE: TX ZIP: 78746 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-06-09 0 0001171012 Uni-Pixel UNXL 0001436530 Young Ross Adam C/O UNI-PIXEL, INC. 4699 OLD IRONSIDES DRIVE, SUITE 300 SANTA CLARA CA 95054 1 0 0 0 Restricted Stock Units (RSUs) 2017-06-09 4 A 0 100000 0.00 A Common Stock 100000 100000 D The Restricted Stock Units ("RSUs") were issued pursuant to the terms of the Uni-Pixel, Inc. 2011 Stock Incentive Plan and a Restricted Stock Unit Notice of Grant and Agreement. As the Company's non-employee directors are not Company employees, the Company does not have a tax withholding obligation at the time of vesting, and the individual non-employee director will be responsible for any tax obligations which arises in connection with such vesting. Each RSU represents a contingent right to receive one share of UniPixel common stock. The RSUs vest in twelve quarterly installments beginning on August 1, 2017 and ending on May 1, 2020. /s/ Ross Young 2017-06-13