0001209191-17-034311.txt : 20170522
0001209191-17-034311.hdr.sgml : 20170522
20170522162233
ACCESSION NUMBER: 0001209191-17-034311
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170519
FILED AS OF DATE: 20170522
DATE AS OF CHANGE: 20170522
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Uni-Pixel
CENTRAL INDEX KEY: 0001171012
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 752926437
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4699 OLD IRONSIDE DRIVE, SUITE 300
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 281-825-4500
MAIL ADDRESS:
STREET 1: 4699 OLD IRONSIDE DRIVE, SUITE 300
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: REAL ESTATEFOR LEASE COM INC
DATE OF NAME CHANGE: 20020411
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHRISTINE RUSSELL
CENTRAL INDEX KEY: 0001226107
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34998
FILM NUMBER: 17861204
MAIL ADDRESS:
STREET 1: 17165 PINE STREET
CITY: LOS GATOS
STATE: CA
ZIP: 95032
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-19
0
0001171012
Uni-Pixel
UNXL
0001226107
CHRISTINE RUSSELL
C/O UNI-PIXEL, INC.
4699 OLD IRONSIDES DRIVE, SUITE 300
SANTA CLARA
CA
95054
0
1
0
0
Chief Financial Officer
Common Stock
2017-05-19
4
P
0
13000
0.3968
A
272781
D
This transaction was executed in multiple trades at prices ranging from $0.3915 to $0.3980. The price reported above in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected.
Includes 100,000 shares of restricted common stock that vested 1/3 on July 31, 2016, and the remaining 2/3rds which will vest 1/3rd on July 31, 2017 and 1/3rd on July 31, 2018, respectively.
/s/ Christine Russell
2017-05-21