0001209191-17-034311.txt : 20170522 0001209191-17-034311.hdr.sgml : 20170522 20170522162233 ACCESSION NUMBER: 0001209191-17-034311 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170519 FILED AS OF DATE: 20170522 DATE AS OF CHANGE: 20170522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Uni-Pixel CENTRAL INDEX KEY: 0001171012 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 752926437 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4699 OLD IRONSIDE DRIVE, SUITE 300 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 281-825-4500 MAIL ADDRESS: STREET 1: 4699 OLD IRONSIDE DRIVE, SUITE 300 CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: REAL ESTATEFOR LEASE COM INC DATE OF NAME CHANGE: 20020411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHRISTINE RUSSELL CENTRAL INDEX KEY: 0001226107 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34998 FILM NUMBER: 17861204 MAIL ADDRESS: STREET 1: 17165 PINE STREET CITY: LOS GATOS STATE: CA ZIP: 95032 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-19 0 0001171012 Uni-Pixel UNXL 0001226107 CHRISTINE RUSSELL C/O UNI-PIXEL, INC. 4699 OLD IRONSIDES DRIVE, SUITE 300 SANTA CLARA CA 95054 0 1 0 0 Chief Financial Officer Common Stock 2017-05-19 4 P 0 13000 0.3968 A 272781 D This transaction was executed in multiple trades at prices ranging from $0.3915 to $0.3980. The price reported above in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected. Includes 100,000 shares of restricted common stock that vested 1/3 on July 31, 2016, and the remaining 2/3rds which will vest 1/3rd on July 31, 2017 and 1/3rd on July 31, 2018, respectively. /s/ Christine Russell 2017-05-21