0001209191-17-029601.txt : 20170503 0001209191-17-029601.hdr.sgml : 20170503 20170503160228 ACCESSION NUMBER: 0001209191-17-029601 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170501 FILED AS OF DATE: 20170503 DATE AS OF CHANGE: 20170503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Uni-Pixel CENTRAL INDEX KEY: 0001171012 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 752926437 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4699 OLD IRONSIDE DRIVE, SUITE 300 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 281-825-4500 MAIL ADDRESS: STREET 1: 4699 OLD IRONSIDE DRIVE, SUITE 300 CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: REAL ESTATEFOR LEASE COM INC DATE OF NAME CHANGE: 20020411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Young Ross Adam CENTRAL INDEX KEY: 0001436530 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34998 FILM NUMBER: 17809050 MAIL ADDRESS: STREET 1: 2541 WAYMAKER WAY CITY: AUSTIN STATE: TX ZIP: 78746 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-01 0 0001171012 Uni-Pixel UNXL 0001436530 Young Ross Adam C/O UNI-PIXEL, INC. 4699 OLD IRONSIDES DRIVE, SUITE 300 SANTA CLARA CA 95054 1 0 0 0 Common Stock 2017-05-01 4 M 0 6250 0.00 A 51800 D Restricted Stock Units (RSUs) 0.00 2017-05-01 4 M 0 6250 0.00 D Common Stock 6250 50000 D 6,250 Restricted Stock Units ("RSUs") issued in the grant to Mr. Young on 6/8/2016 vested on 5/1/2017 according to the vesting schedule previously reported. Includes 10,000 shares of restricted stock that vested 1/3 on July 31, 2016, and the remaining 2/3rds which will vest 1/3 on July 31, 2017 and 1/3 on July 31, 2018. The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019. /s/ Ross Young 2017-05-03