-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SZ4ULtvE7ZbuXo8gTNQ2SI4d2o/WNNGtsCpJsYDAqaJViHNg56iWjVkTH1/JIsAA jZC4ATlL/KbRyZ2pKjQYJQ== 0000902664-09-001716.txt : 20090427 0000902664-09-001716.hdr.sgml : 20090427 20090427160157 ACCESSION NUMBER: 0000902664-09-001716 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090403 FILED AS OF DATE: 20090427 DATE AS OF CHANGE: 20090427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROGGI ROBERT MCGOVERN CENTRAL INDEX KEY: 0001390160 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49737 FILM NUMBER: 09772697 MAIL ADDRESS: STREET 1: 50 ROWES WHARF, 6TH FL STREET 2: C/O TUDOR INVESTMENT CORP CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Uni-Pixel CENTRAL INDEX KEY: 0001171012 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 752926437 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11940 JOLLYVILLE RD., SUITE 200N CITY: AUSTIN STATE: TX ZIP: 77004 BUSINESS PHONE: 512 370-2839 MAIL ADDRESS: STREET 1: 11940 JOLLYVILLE RD., SUITE 200N CITY: AUSTIN STATE: TX ZIP: 77004 FORMER COMPANY: FORMER CONFORMED NAME: REAL ESTATEFOR LEASE COM INC DATE OF NAME CHANGE: 20020411 4 1 p09-0746form4_ex.xml X0303 4 2009-04-03 1 0001171012 Uni-Pixel UNXL 0001390160 BROGGI ROBERT MCGOVERN RAPTOR CAPITAL MANAGEMENT LP 50 ROWES WHARF, 6TH FL BOSTON MA 02110 0 0 0 1 No longer Director No securities beneficially owned 0 D Robert McGovern Broggi ("Mr. Broggi") is an employee of Raptor Capital Management LP, which has previously made filings regarding Uni-Pixel, Inc. pursuant to Section 16(a) of the Securities Exchange Act of 1934. Mr. Broggi resigned as a Director of Uni-Pixel, Inc., effective Friday, April 3, 2009. /s/ Robert McGovern Broggi 2009-04-27 -----END PRIVACY-ENHANCED MESSAGE-----