0001181431-14-007696.txt : 20140219 0001181431-14-007696.hdr.sgml : 20140219 20140219171852 ACCESSION NUMBER: 0001181431-14-007696 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140218 FILED AS OF DATE: 20140219 DATE AS OF CHANGE: 20140219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIMCO CALIFORNIA MUNICIPAL INCOME FUND II CENTRAL INDEX KEY: 0001170300 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-3000 MAIL ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GROSS WILLIAM H CENTRAL INDEX KEY: 0001201891 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21077 FILM NUMBER: 14626774 MAIL ADDRESS: STREET 1: 840 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 4 1 rrd402776.xml GROSS F4 PCK X0306 4 2014-02-18 0 0001170300 PIMCO CALIFORNIA MUNICIPAL INCOME FUND II PCK 0001201891 GROSS WILLIAM H C/O PIMCO 840 NEWPORT CENTER DRIVE, SUITE 100 NEWPORT BEACH CA 92660 0 0 0 1 See Remarks COMMON STOCK 2014-02-18 4 S 0 62457 9.5842 D 174038 D COMMON STOCK 21601 I BY CHILD TRUST #1 COMMON STOCK 21598 I BY CHILD TRUST #4 COMMON STOCK 21601 I BY CHILD TRUST #7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.55 to $9.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Allianz Global Investors Fund Management LLC serves as the investment manager (the "Investment Manager") of the Issuer. Pacific Investment Management Company LLC ("PIMCO") is an affiliate of the Investment Manager and serves as the sub-adviser of the Issuer. The Reporting Person is the Chief Investment Officer of PIMCO and is a member of PIMCO's Executive Committee. /s/ Raulin Villegas as Attorney-in-Fact for William H. Gross 2014-02-19