-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K+Co2/msJEbdeWq5D4Z+oOO+0gqKcsNPtNVPDGLOtqNfvt7Nb0OSHZ+00WxvSHnb bkgE3oHFsM7TW8PQj5Ow0A== 0001181431-10-056781.txt : 20101119 0001181431-10-056781.hdr.sgml : 20101119 20101119163625 ACCESSION NUMBER: 0001181431-10-056781 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100712 FILED AS OF DATE: 20101119 DATE AS OF CHANGE: 20101119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIMCO MUNICIPAL INCOME FUND II CENTRAL INDEX KEY: 0001170299 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS, 47TH FL CITY: NEW YORK STATE: NY ZIP: 10105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GROSS WILLIAM H CENTRAL INDEX KEY: 0001201891 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21076 FILM NUMBER: 101206001 MAIL ADDRESS: STREET 1: 840 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 4 1 rrd290150.xml PML - F4 GROSS X0303 4 2010-07-12 0 0001170299 PIMCO MUNICIPAL INCOME FUND II PML 0001201891 GROSS WILLIAM H C/O PIMCO 840 NEWPORT CENTER DRIVE, SUITE 100 NEWPORT BEACH CA 92660 0 0 0 1 See Remarks COMMON STOCK 2010-07-09 5 G 0 58500 0 A 58500 I BY CHILD TRUST #3 COMMON STOCK 2010-07-12 4 S 0 5250 11.3302 D 53250 I BY CHILD TRUST #3 COMMON STOCK 2010-07-13 4 S 0 6250 11.3000 D 47000 I BY CHILD TRUST #3 COMMON STOCK 2010-07-15 4 S 0 21500 11.1000 D 25500 I BY CHILD TRUST #3 COMMON STOCK 2010-07-16 4 S 0 12000 11.1263 D 13500 I BY CHILD TRUST #3 COMMON STOCK 71322 I BY CHILD TRUST #1 COMMON STOCK 71220 I BY CHILD TRUST #4 COMMON STOCK 2010-07-09 5 G 0 58500 0 A 58500 I BY CHILD TRUST #6 COMMON STOCK 71358 I BY CHILD TRUST #7 COMMON STOCK 2010-07-09 5 G 0 58500 0 A 58500 I BY CHILD TRUST #8 COMMON STOCK 4950 I BY SPOUSE COMMON STOCK 277110 D As of July 9, 2010 (the "Effective Date"), the reporting person acquired shared investment control over the securities held by Child Trust #3 and therefore may be deemed to be the beneficial owner of such securities. The amount reflected in Box 5 represents securities acquired by Child Trust #3 prior to the Effective Date, as follows: (a) 26,500 shares on 11/13/2003 at $13.81 per share; (b) 4,600 shares on 11/14/2003 at $13.81 per share; (c) 18,900 shares on 11/18/2003 at $13.81 per share; (d) 5,000 shares on 6/28/2004 at $13.1650 per share (such price represents a weighted average price, as the shares were purchased in multiple transactions at prices ranging from $13.16 to $13.17, inclusive); and (e) 3,500 shares on 7/13/2006 at $14.65 per share. The foregoing transactions (a)-(e) are disclosed solely for informational purposes. The reporting person expressly disclaims beneficial ownership of securities held by Child Trust #3 to the extent held prior to the Effective Date. As of the Effective Date, the reporting person acquired shared investment control over the securities held by Child Trust #6 and therefore may be deemed to be the beneficial owner of such securities. The amount reflected in Box 5 represents securities acquired by Child Trust #6 prior to the Effective Date, as follows: (a) 50,000 shares on 11/18/2003 at $13.81 per share; (b) 5,000 shares on 6/28/2004 at $13.155 per share (such price represents a weighted average price, as the shares were purchased in multiple transactions at prices ranging from $13.15 to $13.16, inclusive); and (c) 3,500 shares on 7/13/2006 at $14.65 per share. The foregoing transactions (a)-(c) are disclosed solely for informational purposes. The reporting person expressly disclaims beneficial ownership of securities held by Child Trust #6 to the extent held prior to the Effective Date. As of the Effective Date, the reporting person acquired shared investment control over the securities held by Child Trust #8 and therefore may be deemed to be the beneficial owner of such securities. The amount reflected in Box 5 represents securities acquired by Child Trust #8 prior to the Effective Date, as follows: (a) 21,000 shares on 11/3/2003 at $13.8774 per share (such price represents a weighted average price, as the shares were purchased in multiple transactions at prices ranging from $13.83 to $13.90, inclusive); (b) 2,500 shares on 11/4/2003 at $13.90 per share; (c) 26,500 shares on 11/13/2003 at $13.81 per share; (d) 5,000 shares on 6/28/2004 at $13.145 per share (such price represents a weighted average price, as the shares were purchased in multiple transactions at prices ranging from $13.14 to $13.15, inclusive); and (e) 3,500 shares on 7/13/2006 at $14.65 per share. The foregoing transactions (a)-(e) are disclosed solely for informational purposes. (Continued from Footnote 3.) The reporting person expressly disclaims beneficial ownership of securities held by Child Trust #8 to the extent held prior to the Effective Date. Includes an aggregate of 25,359 shares acquired on various dates under a qualified dividend reinvestment plan. The Reporting Person is the Co-Chief Investment Officer of Pacific Investment Management Company LLC (PIMCO) and is a member of PIMCO's Executive Committee. PIMCO serves as sub-adviser of the Issuer. With respect to any weighted average price reported herein, the reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the applicable ranges referenced herein. Exhibit List: Exhibit 24 - Power of Attorney /s/ Michael Flaherty, Attorney-in-Fact for William H. Gross 2010-11-19 EX-24. 2 rrd260121_293458.htm POWER OF ATTORNEY rrd260121_293458.html
                                      POWER OF ATTORNEY
                                      WILLIAM H. GROSS

      The undersigned hereby constitutes and appoints the individuals named on Schedule A
attached hereto and as may be amended from time to time, or any of them signing singly, with
full power of substitution and resubstitution, the undersigned's true and lawful attorney in
fact to:

      1.  as may be required, prepare, execute in the undersigned's name and on the
          undersigned's behalf, and submit to the United States Securities and Exchange
          Commission (the "SEC") a Form ID, including amendments thereto, and any
          other documents necessary or appropriate to obtain codes and passwords
          enabling the undersigned to make electronic filings with the SEC of reports
          required by Section 16(a) of the Securities Exchange Act of 1934, as amended,
          or any rule or regulation of the SEC;

      2.  execute for and on behalf of the undersigned, in the undersigned's capacity as a
          Section 16 reporting person of the applicable registered investment companies
          (and any successor companies) listed on Schedule A attached hereto, as amended
          from time to time, and any other registered investment company affiliated with
          or established by Pacific Investment Management Company LLC (PIMCO), for
          which the undersigned becomes a Section 16 reporting person (each, a "Trust"),
          Forms 3, 4, and 5 in accordance with Section 16 of the Securities Exchange Act
          of 1934, as amended, and the rules thereunder,

      3.  do and perform any and all acts for and on behalf of the undersigned which may
          be necessary or desirable to complete and execute any such Form 3, 4, or 5,
          complete and execute any amendment or amendments thereto, and timely file
          such form with the SEC and any stock exchange or similar authority, and

      4.  take any other action of any type whatsoever in connection with the foregoing
          which, in the opinion  of such attorney in fact, may be of benefit to, in the best
          interest of, or legally required by, the undersigned, it being understood that the
          documents executed by such attorney in fact on behalf of the undersigned
          pursuant to this Power of Attorney shall be in such form and shall contain such
          terms and conditions as such attorney in fact may approve in such attorney in
          facts discretion.

      The undersigned hereby grants to each such attorney in fact full power and authority
to do and perform any and every act and thing whatsoever requisite, necessary, or proper to
be done in the exercise of any of the rights and powers herein granted, as fully to all
intents and purposes as the undersigned might or could do if personally present, with full
power of substitution and resubstitution or revocation, hereby ratifying and confirming all
that such attorney in fact, or such attorney in facts substitute or substitutes, shall
lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers
herein granted.  The undersigned acknowledges that the foregoing attorneys in fact, in
serving in such capacity at the request of the undersigned, are not assuming, nor is any
Trust assuming, any of the undersigned's responsibilities to comply with Section 16 of the
Securities Exchange Act of 1934, as amended.

      This Power of Attorney shall remain in full force and effect until the undersigned is
no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of
and transactions in securities issued by any Trust, unless earlier revoked by the
undersigned in a signed writing delivered to the foregoing attorneys in fact.

      IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 5th day of December, 2008.


                                                      /s/ WILLIAM H. GROSS





                                         SCHEDULE A

                                    FUND NAME AND SYMBOL


1.	PIMCO CALIFORNIA MUNICIPAL INCOME FUND II  (PCK)
2.	PCM FUND, INC.  (PCM)
3.	PIMCO CORPORATE INCOME FUND  (PCN)
4.	PIMCO CALIFORNIA MUNICIPAL INCOME FUND  (PCQ)
5.	PIMCO INCOME STRATEGY FUND  (PFL)
6.	PIMCO INCOME STRATEGY FUND II  (PFN)
7.	PIMCO GLOBAL STOCKSPLUS & INCOME FUND  (PGP)
8.	PIMCO HIGH INCOME FUND  (PHK)
9.	PIMCO INCOME OPPORTUNITY FUND  (PKO)
10.	PIMCO MUNICIPAL INCOME FUND  (PMF)
11.	PIMCO MUNICIPAL INCOME FUND II  (PML)
12.	PIMCO MUNICIPAL INCOME FUND III  (PMX)
13.	PIMCO NEW YORK MUNICIPAL INCOME FUND  (PNF)
14.	PIMCO NEW YORK MUNICIPAL INCOME FUND II  (PNI)
15.	PIMCO CORPORATE OPPORTUNITY FUND  (PTY)
16.	PIMCO NEW YORK MUNICIPAL INCOME FUND III  (PYN)
17.	PIMCO CALIFORNIA MUNICIPAL INCOME FUND III  (PZC)
18.	PIMCO STRATEGIC GLOBAL GOVERNMENT FUND INC  (RCS)
19.	MONTGOMERY STREET INCOME SECURITIES, INC. (MTS)



                         INDIVIDUALS APPOINTED AS ATTORNEY-IN-FACT,
                     WITH FULL POWER OF SUBSTITUTION AND RESUBSTITUTION

1.	JENNIFER DURHAM, EXECUTIVE VICE PRESIDENT
2.	KEVIN BROADWATER, EXECUTIVE VICE PRESIDENT
3.	STEVEN LUDWIG, SENIOR VICE PRESIDENT
4.	MICHAEL FLAHERTY, SENIOR COMPLIANCE OFFICER


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