0001209191-20-000357.txt : 20200102 0001209191-20-000357.hdr.sgml : 20200102 20200102165326 ACCESSION NUMBER: 0001209191-20-000357 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191226 FILED AS OF DATE: 20200102 DATE AS OF CHANGE: 20200102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON TIM B CENTRAL INDEX KEY: 0001194674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37369 FILM NUMBER: 20502133 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HTG MOLECULAR DIAGNOSTICS, INC CENTRAL INDEX KEY: 0001169987 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 860912294 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3430 E. GLOBAL LOOP CITY: TUCSON STATE: AZ ZIP: 85706 BUSINESS PHONE: 877-289-2615 MAIL ADDRESS: STREET 1: 3430 E. GLOBAL LOOP CITY: TUCSON STATE: AZ ZIP: 85706 FORMER COMPANY: FORMER CONFORMED NAME: HTG MOLECULAR DIAGNOSTICS INC DATE OF NAME CHANGE: 20110523 FORMER COMPANY: FORMER CONFORMED NAME: HIGH THROUGHPUT GENOMICS INC DATE OF NAME CHANGE: 20020326 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-26 0 0001169987 HTG MOLECULAR DIAGNOSTICS, INC HTGM 0001194674 JOHNSON TIM B C/O HTG MOLECULAR DIAGNOSTICS, INC. 3430 E. GLOBAL LOOP TUCSON AZ 85706 1 1 0 0 Executive Chairman Common Stock 2019-12-26 4 S 0 5718 0.7187 D 256121 D Common Stock 2019-12-31 4 F 0 1381 0.70 D 254740 D Reported transaction occurred pursuant to a Rule 10b5-1 Plan adopted November 25, 2019. The weighted average sale price for the transaction reported was $0.718694, and the range of prices were between $0.690 and $0.751. Upon request by the SEC staff, the Issuer, or any securityholder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. Represents shares withheld by the Issuer to satisfy income tax obligations associated with the vesting of a Restricted Stock Unit Award granted to the Reporting Person on August 16, 2018. /s/ Shaun D. McMeans, Attorney-in-Fact 2020-01-02