0001104659-18-015201.txt : 20180306 0001104659-18-015201.hdr.sgml : 20180306 20180306152132 ACCESSION NUMBER: 0001104659-18-015201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180302 FILED AS OF DATE: 20180306 DATE AS OF CHANGE: 20180306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MYERS TODD A CENTRAL INDEX KEY: 0001169888 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34547 FILM NUMBER: 18669682 MAIL ADDRESS: STREET 1: 2 NORTH CASCADE AVENUE, 2ND FLOOR STREET 2: C/O WESTMORELAND COAL COMPANY CITY: COLORADO SPRING STATE: CO ZIP: 80903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLOUD PEAK ENERGY INC. CENTRAL INDEX KEY: 0001441849 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 263088162 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 505 SOUTH GILLETTE AVE. CITY: GILLETTE STATE: WY ZIP: 82716 BUSINESS PHONE: 307-687-6000 MAIL ADDRESS: STREET 1: 505 SOUTH GILLETTE AVE. CITY: GILLETTE STATE: WY ZIP: 82716 4 1 a4.xml 4 X0306 4 2018-03-02 0 0001441849 CLOUD PEAK ENERGY INC. CLD 0001169888 MYERS TODD A 505 S. GILLETTE AVE. GILLETTE WY 82716 0 1 0 0 SVP Marketing & Bus. Dev. Common Stock 2018-03-02 4 F 0 6852 3.30 D 23367 D Common Stock 2018-03-02 4 M 0 23367 3.30 A 46734 D Common Stock 2018-03-02 4 F 0 10277 3.30 D 36457 D Performance Share Units 2018-03-02 4 M 0 23367 0 D Common Stock 23367 0 D Restricted Stock Units 2018-03-02 4 A 0 37576 0 A Common Stock 37576 37576 D Reflects the number of shares of common stock withheld by the Issuer in satisfaction of the Reporting Person's tax withholding obligation upon the vesting of 2015 restricted stock units ("RSUs"). Each 2015 performance share unit ("PSU") represented a contingent right to receive the value of one share of Cloud Peak Energy Inc. ("CPE") common stock. The PSUs vested 3 years from the date of grant (which was 3/2/2015) upon CPE's achievement of performance goals, which were based upon CPE's relative and absolute total shareholder return ("TSR"). These TSR achievements resulted in a payout of 100% of the target, which target number was originally reported in Table II on the Form 4 filed on 3/3/2015. Reflects the number of shares of common stock withheld by the Issuer in satisfaction of the Reporting Person's tax withholding obligation upon the vesting of 2015 PSUs. This total does not include RSUs granted to the Reporting Person in 2016, 2017 or 2018 because vested RSUs may be paid in shares, cash or a combination of shares and cash, in the discretion of the Compensation Committee. Each 2018 RSU represents a contingent right to receive the value of one share of CPE common stock. In general, 100% of the RSUs vest three years after the date of grant subject to the terms of the award agreement and CPE's long-term incentive plan ("LTIP"). Vested RSUs may be paid in shares, cash or a combination of shares and cash, in the discretion of the Compensation Committee. This total does not include 2018 PSUs that were also granted on 3/2/2018 and that will be reported under Section 16 upon any vesting, as provided by applicable rules. PSUs represent a contingent right to receive the value of one share of CPE common stock. In general, PSUs vest 3 years from the date of grant depending on CPE's achievement of performance goals, which are based upon CPE's TSR, and subject to the terms of the award agreement and CPE's LTIP. These TSR achievements may result in a payout ranging between 0% and 200% of the target. /s/ Bryan J. Pechersky, attorney-in-fact for Todd A. Myers 2018-03-06