0001562180-24-002025.txt : 20240301
0001562180-24-002025.hdr.sgml : 20240301
20240301175526
ACCESSION NUMBER: 0001562180-24-002025
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240229
FILED AS OF DATE: 20240301
DATE AS OF CHANGE: 20240301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LASHLEY RICHARD J
CENTRAL INDEX KEY: 0001204241
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35522
FILM NUMBER: 24712012
MAIL ADDRESS:
STREET 1: C/O PL CAPITAL, LLC
STREET 2: 47 E. CHICAGO AVE., SUITE 328
CITY: NAPERVILLE
STATE: IL
ZIP: 60540
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BANC OF CALIFORNIA, INC.
CENTRAL INDEX KEY: 0001169770
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 043639825
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 MACARTHUR PLACE
CITY: SANTA ANA
STATE: CA
ZIP: 92707
BUSINESS PHONE: 949-236-5211
MAIL ADDRESS:
STREET 1: 3 MACARTHUR PLACE
CITY: SANTA ANA
STATE: CA
ZIP: 92707
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST PACTRUST BANCORP INC
DATE OF NAME CHANGE: 20020322
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0508
4
2024-02-29
false
0001169770
BANC OF CALIFORNIA, INC.
BANC
0001204241
LASHLEY RICHARD J
C/O BANC OF CALIFORNIA, INC.
3 MACARTHUR PLACE
SANTA ANA
CA
92707
true
false
false
false
false
Depositary Shares of Series F Preferred Stock
2024-02-29
4
P
false
10000.00
21.3993
A
10000.00
I
By Goodbody/PL Capital, LLC
Common Stock
2024-03-01
4
P
false
15000.00
14.4446
A
2478143.00
I
By PL Capital, LLC
Common Stock
54284.00
D
Common Stock
738576.00
I
By Goodbody/PL Capital, LLC
Common Stock
10000.00
I
By Richard Lashley ROTH IRA
The reported price is a weighted average price. These depositary shares were purchased in multiple transactions at prices ranging from $21.38 to $21.40 per depositary share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of depositary shares purchased at each separate price within the range set forth herein.
Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.37 to $14.50 per share, inclusive. The Reporting Person undertakes to
provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each
separate price within the range set forth herein.
PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P., PL Capital Plus Fund, L.P., and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
/s/ Ido Dotan, Attorney-in-Fact for Richard J Lashley
2024-03-01