0001562180-23-008082.txt : 20231204 0001562180-23-008082.hdr.sgml : 20231204 20231204194229 ACCESSION NUMBER: 0001562180-23-008082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231130 FILED AS OF DATE: 20231204 DATE AS OF CHANGE: 20231204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sotoodeh John K CENTRAL INDEX KEY: 0001959393 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35522 FILM NUMBER: 231464851 MAIL ADDRESS: STREET 1: C/O BANC OF CALIFORNIA, INC. STREET 2: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANC OF CALIFORNIA, INC. CENTRAL INDEX KEY: 0001169770 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 043639825 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: 949-236-5211 MAIL ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 FORMER COMPANY: FORMER CONFORMED NAME: FIRST PACTRUST BANCORP INC DATE OF NAME CHANGE: 20020322 4 1 primarydocument.xml PRIMARY DOCUMENT X0508 4 2023-11-30 false 0001169770 BANC OF CALIFORNIA, INC. BANC 0001959393 Sotoodeh John K C/O BANC OF CALIFORNIA, INC. 3 MACARTHUR PLACE SANTA ANA CA 92707 false true false false CHIEF OPERATING OFFICER false Common Stock 2023-11-30 4 A false 20908.00 0.00 A 62353.00 D Common Stock 2023-11-30 4 F false 7231.00 11.83 D 55122.00 D Performance Stock Units 2023-11-30 4 J false 62502.00 0.00 D 2026-06-06 Common Stock 62502.00 0.00 D Represents shares of Issuer's common stock acquired from the vesting of performance-based restricted share unit awards pursuant to the Agreement and Plan of Merger, dated July 25, 2023, by and among Issuer, PacWest Bancorp and Cal Merger Sub, Inc. (the "Merger Agreement"). Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. In connection with the transactions contemplated by the Merger Agreement, performance-based restricted stock units were canceled for no consideration. /s/ Ido Dotan, Attorney-in-Fact for John K Sotoodeh 2023-12-04