X0407 4 2023-05-03 false 0001169770 BANC OF CALIFORNIA, INC. BANC 0001117647 SZNEWAJS ROBERT D C/O BANC OF CALIFORNIA, INC. 3 MACARTHUR PLACE SANTA ANA CA 92707 true false false false false Common Stock 2023-05-03 2023-05-03 4 P false 3200.00 10.9633 A 81008.00 I By the Robert D. Sznewajs Revocable Trust Common Stock 5793.00 D Stock Option 13.75 2025-07-01 Common Stock 2808.00 2808.00 D Stock Option 10.90 2024-07-01 Common Stock 918.00 918.00 D Stock Options 13.75 2025-07-01 Common Stock 2808.00 2808.00 D Stock Options 10.90 2024-07-01 Common Stock 918.00 918.00 D The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.94 and $10.97 per share, inclusive, the Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth therein. Amount reported includes 20,448 shares transferred into Robert D. Sznewajs Revocable Trust previously reported as directly held. Amount includes 2,313 shares of the Issuer's common stock acquired pursuant to a broker administered dividend reinvestment plan. Options will vest annually in substantially equal installments over a five-year period beginning on the one-year anniversary of the grant date. In accordance with the Non-Qualified Stock Option Agreement, by and between the Reporting Person and the Issuer, dated July 1, 2014 and July 1, 2015 (the "Option Agreements"), in the event the Reporting Person is subject to a Qualified Termination of Service (as defined in the Option Agreements), this award will automatically become fully vested. /s/ Ido Dotan, Attorney-in-Fact for Robert D Sznewajs 2023-05-04