0001415889-21-001411.txt : 20210310 0001415889-21-001411.hdr.sgml : 20210310 20210310083038 ACCESSION NUMBER: 0001415889-21-001411 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210309 FILED AS OF DATE: 20210310 DATE AS OF CHANGE: 20210310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Michael Alan CENTRAL INDEX KEY: 0001543844 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35522 FILM NUMBER: 21728347 MAIL ADDRESS: STREET 1: C/O CAPITALSOURCE INC. STREET 2: 5404 WISCONSIN AVENUE, 2ND FLOOR CITY: CHEVY CHASE STATE: MD ZIP: 20815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANC OF CALIFORNIA, INC. CENTRAL INDEX KEY: 0001169770 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 043639825 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: 949-236-5211 MAIL ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 FORMER COMPANY: FORMER CONFORMED NAME: FIRST PACTRUST BANCORP INC DATE OF NAME CHANGE: 20020322 4 1 form4-03102021_080329.xml X0306 4 2021-03-09 0001169770 BANC OF CALIFORNIA, INC. BANC 0001543844 Smith Michael Alan C/O BANC OF CALIFORNIA, INC. 3 MACARTHUR PLACE SANTA ANA CA 92707 false true false false SVP, CHIEF ACCOUNTING OFFICER Common Stock 2021-03-09 4 A 0 2731 0 A 29060 D Represents grant of restricted stock units. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a four-year period beginning on March 9, 2022. Amount of securities beneficially owned following the transaction reported herein includes shares of the Issuer's common stock acquired by the Reporting Person pursuant to a dividend reinvestment plan. /s/ Ido Dotan, Attorney-in-Fact 2021-03-10