0001415889-20-000677.txt : 20200304
0001415889-20-000677.hdr.sgml : 20200304
20200304211225
ACCESSION NUMBER: 0001415889-20-000677
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200302
FILED AS OF DATE: 20200304
DATE AS OF CHANGE: 20200304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WOLFF JARED M
CENTRAL INDEX KEY: 0001200277
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35522
FILM NUMBER: 20689400
MAIL ADDRESS:
STREET 1: 120 WILSHIRE BLVD
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BANC OF CALIFORNIA, INC.
CENTRAL INDEX KEY: 0001169770
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 043639825
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 MACARTHUR PLACE
CITY: SANTA ANA
STATE: CA
ZIP: 92707
BUSINESS PHONE: 949-236-5211
MAIL ADDRESS:
STREET 1: 3 MACARTHUR PLACE
CITY: SANTA ANA
STATE: CA
ZIP: 92707
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST PACTRUST BANCORP INC
DATE OF NAME CHANGE: 20020322
4
1
form4-03042020_060313.xml
X0306
4
2020-03-02
0001169770
BANC OF CALIFORNIA, INC.
BANC
0001200277
WOLFF JARED M
C/O BANC OF CALIFORNIA, INC.
3 MACARTHUR PLACE
SANTA ANA
CA
92707
true
true
false
false
PRESIDENT AND CEO
Common Stock
2020-03-02
4
A
0
4320
0
A
157192
D
Common Stock
2020-03-02
4
A
0
24462
0
A
181654
D
Common Stock
29500
I
By the Wolff Family Trust
On April 29, 2019, the Reporting Person was granted performance stock units ("PSUs"). Vesting of the PSUs was conditioned on the achievement of certain performance goals and an employment condition. On March 2, 2020, the Joint Compensation, Nominating and Corporate Governance Committee of the Issuer's Board of Directors determined that the performance goals had been satisfied resulting in the reported PSUs being subject only to the employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on April 29, 2019 subject to the Reporting Person's satisfaction of the employment condition.
Represents grant of RSUs. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a four-year period beginning on March 2, 2021.
/s/ Ido Dotan, Attorney-in-Fact
2020-03-04