0001415889-20-000677.txt : 20200304 0001415889-20-000677.hdr.sgml : 20200304 20200304211225 ACCESSION NUMBER: 0001415889-20-000677 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200302 FILED AS OF DATE: 20200304 DATE AS OF CHANGE: 20200304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOLFF JARED M CENTRAL INDEX KEY: 0001200277 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35522 FILM NUMBER: 20689400 MAIL ADDRESS: STREET 1: 120 WILSHIRE BLVD CITY: SANTA MONICA STATE: CA ZIP: 90401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANC OF CALIFORNIA, INC. CENTRAL INDEX KEY: 0001169770 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 043639825 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: 949-236-5211 MAIL ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 FORMER COMPANY: FORMER CONFORMED NAME: FIRST PACTRUST BANCORP INC DATE OF NAME CHANGE: 20020322 4 1 form4-03042020_060313.xml X0306 4 2020-03-02 0001169770 BANC OF CALIFORNIA, INC. BANC 0001200277 WOLFF JARED M C/O BANC OF CALIFORNIA, INC. 3 MACARTHUR PLACE SANTA ANA CA 92707 true true false false PRESIDENT AND CEO Common Stock 2020-03-02 4 A 0 4320 0 A 157192 D Common Stock 2020-03-02 4 A 0 24462 0 A 181654 D Common Stock 29500 I By the Wolff Family Trust On April 29, 2019, the Reporting Person was granted performance stock units ("PSUs"). Vesting of the PSUs was conditioned on the achievement of certain performance goals and an employment condition. On March 2, 2020, the Joint Compensation, Nominating and Corporate Governance Committee of the Issuer's Board of Directors determined that the performance goals had been satisfied resulting in the reported PSUs being subject only to the employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on April 29, 2019 subject to the Reporting Person's satisfaction of the employment condition. Represents grant of RSUs. Shares will be issued upon vesting and will vest annually, in substantially equal installments, over a four-year period beginning on March 2, 2021. /s/ Ido Dotan, Attorney-in-Fact 2020-03-04