0001415889-19-000694.txt : 20190614 0001415889-19-000694.hdr.sgml : 20190614 20190614193343 ACCESSION NUMBER: 0001415889-19-000694 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190612 FILED AS OF DATE: 20190614 DATE AS OF CHANGE: 20190614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Benett Halle J. CENTRAL INDEX KEY: 0001608090 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35522 FILM NUMBER: 19900153 MAIL ADDRESS: STREET 1: 18500 VON KARMAN AVE STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANC OF CALIFORNIA, INC. CENTRAL INDEX KEY: 0001169770 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 043639825 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: 949-236-5211 MAIL ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 FORMER COMPANY: FORMER CONFORMED NAME: FIRST PACTRUST BANCORP INC DATE OF NAME CHANGE: 20020322 4 1 form4-06142019_040630.xml X0306 4 2019-06-12 0001169770 BANC OF CALIFORNIA, INC. BANC 0001608090 Benett Halle J. C/O BANC OF CALIFORNIA, INC. 3 MACARTHUR PLACE SANTA ANA CA 92707 true false false false Common Stock 2019-06-12 4 A 0 5918 0 A 37616.3653 D Stock Option 10.90 2024-07-01 Common Stock 918 918 D Stock Option 10.90 2024-07-01 Common Stock 918 918 D Stock Option 13.75 2025-07-01 Common Stock 2808 2808 D Stock Option 13.75 2025-07-01 Common Stock 2808 2808 D Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. Options will vest annually in substantially equal installments over a five-year period beginning on the one-year anniversary of the grant date. In accordance with the Non-Qualified Stock Option Agreement, by and between the Reporting Person and the Issuer, dated July 1, 2014 and July 1, 2015 (the "Option Agreements"), in the event the Reporting Person is subject to a Qualified Termination of Service (as defined in the Option Agreements), this award will automatically become fully vested. /s/ John Bogler, Attorney-in-Fact 2019-06-14 EX-24 2 ex24-06142019_040631.htm ex24-06142019_040631.htm

POWER OF ATTORNEY



KNOW ALL MEN BY THESE PRESENTS, that Halle J. Benett, whose signature appears below, constitutes and appoints John Bogler, Ido Dotan and Mike Smith, or any of them, his true and lawful attorney-in-fact and agents, with full power of substitution and re-substitution, for him and in his name, place and stead, in any and all capacities, to sign any report filed pursuant to Section 16 of the Securities Exchange Act of 1934, as amended, including any Form 3, Form 4 or Form 5 and all amendments to any such documents, if any, and to file the same, with any exhibits thereto, with the Securities and Exchange Commission (or other appropriate governmental authority for such purpose), granting unto said attorneys-in-fact and agents full power and authority to do and perform each and every act and thing requisite and necessary to be done, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all said attorneys-in-fact and agents of their substitutes or substitute may lawfully do or cause to be done by virtue hereof.




Date:

June 13, 2019



Signature:

/s/ Halle J. Benett

Name:

Halle J. Benett