0001415889-17-001844.txt : 20171121 0001415889-17-001844.hdr.sgml : 20171121 20171121200028 ACCESSION NUMBER: 0001415889-17-001844 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171117 FILED AS OF DATE: 20171121 DATE AS OF CHANGE: 20171121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grosvenor John C. CENTRAL INDEX KEY: 0001556991 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35522 FILM NUMBER: 171218199 MAIL ADDRESS: STREET 1: 18500 VON KARMAN STREET 2: STE 1100 CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANC OF CALIFORNIA, INC. CENTRAL INDEX KEY: 0001169770 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 043639825 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: 949-236-5211 MAIL ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 FORMER COMPANY: FORMER CONFORMED NAME: FIRST PACTRUST BANCORP INC DATE OF NAME CHANGE: 20020322 4 1 form4-11212017_051117.xml X0306 4 2017-11-17 0001169770 BANC OF CALIFORNIA, INC. BANC 0001556991 Grosvenor John C. C/O BANC OF CALIFORNIA, INC. 3 MACARTHUR PLACE SANTA ANA CA 92707 false true false false EVP AND GENERAL COUNSEL Common Stock 2017-11-17 4 M 0 30328 12.24 A 71559.601 D Common Stock 2017-11-17 4 F 0 15825 20.55 D 55734.601 D Stock Options 12.24 2017-11-17 4 D 0 44672 0 D 2022-08-22 Common Stock 75000 30328 D Stock Options 12.24 2017-11-17 4 M 0 30328 0 D 2022-08-22 Common Stock 30328 0 D Stock Option 13.29 2017-04-01 2025-05-15 Common Stock 24000 24000 D Shares disposed to satisfy the Reporting Person's tax liability incurred by the exercise of the stock option reported herein. Represents stock options that were cancelled and returned to the Issuer in order to pay the exercise price associated with the exercise of the remaining 30,328 stock options. One-third of the options vested on August 22, 2013, August 22, 2014 and August 14, 2015, respectively. /s/ John Bogler, Attorney-in-Fact 2017-11-21