0001415889-13-001844.txt : 20130918 0001415889-13-001844.hdr.sgml : 20130918 20130918195146 ACCESSION NUMBER: 0001415889-13-001844 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130828 FILED AS OF DATE: 20130918 DATE AS OF CHANGE: 20130918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANC OF CALIFORNIA, INC. CENTRAL INDEX KEY: 0001169770 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 043639825 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18500 VON KARMAN CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-236-5211 MAIL ADDRESS: STREET 1: 18500 VON KARMAN CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: FIRST PACTRUST BANCORP INC DATE OF NAME CHANGE: 20020322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRAY JAMES H CENTRAL INDEX KEY: 0001571512 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35522 FILM NUMBER: 131104514 MAIL ADDRESS: STREET 1: 866 N. HOLLY GLEN DRIVE CITY: LONG BEACH STATE: CA ZIP: 90815 4 1 form4-09182013_040938.xml X0306 4 2013-08-28 0001169770 BANC OF CALIFORNIA, INC. BANC 0001571512 GRAY JAMES H C/O BANC OF CALIFORNIA, INC. 18500 VON KARMAN AVE, SUITE 1100 IRVINE CA 92612 true false false false Common Stock 2013-08-28 4 P 0 100 13.34 A 3800 I Held in Reporting Person's Reitrement Savings Accounts Common Stock 2013-08-28 4 P 0 100 13.35 A 3900 I Held in Reporting Person's Reitrement Savings Accounts Common Stock 2013-08-28 4 P 0 100 13.34 A 4400 I Held in Reporting Person's Trust Account Common Stock 2013-08-28 4 P 0 200 13.35 A 4600 I Held in Reporting Person's Trust Account Common Stock 2013-09-18 4 P 0 300 13.51 A 4200 I Held in Reporting Person's Reitrement Savings Accounts Shares held in the Reporting Person's Roth IRA and Rollover IRA, which accounts held 2,300 shares and 1,900 shares, respectively, as of the date hereof. /s/ Richard Herrin, Attorney-in-Fact 2013-09-18