-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KVqfQgHC1on9adu9uBZ2KY0UzfAHgfc7oa4Rgv+bW88BmiQjLeWeGPCNYfxzGb2S /LjZx48xT/mn9RfbYKmHXg== 0001200646-07-000001.txt : 20070216 0001200646-07-000001.hdr.sgml : 20070216 20070216164656 ACCESSION NUMBER: 0001200646-07-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070216 DATE AS OF CHANGE: 20070216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHEEHY JAMES P CENTRAL INDEX KEY: 0001200646 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49806 FILM NUMBER: 07631936 MAIL ADDRESS: STREET 1: 610 BAY BOULEVARD CITY: CHULA VISTA STATE: CA ZIP: 91910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST PACTRUST BANCORP INC CENTRAL INDEX KEY: 0001169770 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 043639825 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 610 BAY BLVD CITY: CHULA VISTA STATE: CA ZIP: 91910 BUSINESS PHONE: 6196911519 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-12-31 0 0001169770 FIRST PACTRUST BANCORP INC FPTB 0001200646 SHEEHY JAMES P 610 BAY BOULEVARD CHULA VISTA CA 91910 0 1 0 0 EVP - Secretary & Treasurer Common Stock 24662 D Common Stock 2006-12-31 4 J 0 217 28.713 A 17284 I 401(k) ESOP Common Stock 2006-12-31 4 J 0 1967 12 A 19251 I 401 (k) ESOP Employee Stock Option ("Right to Purchase") 17.19 2013-04-24 Common Stock 33000 33000 D Employee Stock Option ("Right to Purchase") 20.29 2014-04-21 Common Stock 4000 4000 D Employee Stock Option ("Right to Purchase") 26.45 2015-01-25 Common Stock 3000 3000 D Shares acquired through the Company's 401(k) Plan on various dates throughout 2006. Shares allocated for 2006 to individual through the Company's Employee Stock Ownership Plan. The option vests in five equal annual installments beginning on April 24, 2004. The option vests in five equal annual installments beginning on April 21, 2005. The option vests in five equal annual installments beginning on January 25, 2006. /s/ James P. Sheehy 2007-02-16 -----END PRIVACY-ENHANCED MESSAGE-----